Richard
Kiesel

Securities America Advisors, Inc

CRD#4418699
Investment Advisor
in Pompano Beach, FL

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About this Advisor

Richard Kiesel is a financial advisor who works out of Pompano Beach, Florida with 14 years of relevant experience. Kiesel is an employee of Securities America Advisors, Inc. Over the course of their career, they have held roles at Securities America Inc and Securities America Advisors, Inc. Kiesel holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in Florida. Securities America Advisors, Inc is a registered investment company that has its headquarters in La Vista, NE. It has offices in 1,469 locations and a total of 3,748 people on staff. It handles $38 billion in assets among its 200,228 customer accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm serves five charitable organizations. Of its 200,228 accounts, just 5% belong to high-net-worth clients who have more than $1 million in assets. Securities America Advisors, Inc provides a wide set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial management typically are based on which services the firm provides the client. However, fees charged by Securities America Advisors, Inc likely consist of any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

12518 W Atlantic Blvd
Pompano Beach, FL 33071-4085

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Securities America Advisors, Inc Brokerage Details

Total Assets Under Management

$38,163,842,160

FL Average: $1,978,216,465
Total Number of Employees

3,748

FL Average: 226
Total Number of Accounts

200,228

FL Average: 7,467
Average Account Size

$190,602

FL Average: $264,928

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Richard Kiesel Work History

Richard has been registered as a financial advisor for 14 years.*

2009 - Present (15 years)

Securities America Inc

2009 - Present (15 years)

Securities America Advisors, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Richard Kiesel to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Securities America Advisors, Inc

Brandon Warman
Kimberly, WI
Mark Hansen
San Jose, CA
Andi Yao
Burlingame, CA
Derek Bohne
Midvale, UT
Edward Debay
East Hartford, CT
Matthew Stange
Urbandale, IA
Erinn Ford
La Vista, NE
Steven Juul
Spokane, WA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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