Richard
Waters

Osaic Institutions, Inc

CRD#2421557
Investment Advisor
in Zephyrhills, FL

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About this Advisor

Richard Waters is a financial advisor based in Zephyrhills, Florida, working with Osaic Institutions, Inc. Richard has previously held positions at Infinex Investments, Centennial Bank, Ameriprise Financial Services, and Infinex Investments, Inc. Richard has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Florida. Currently, Richard is part of Osaic Institutions, Inc, which operates out of Zephyrhills, Florida. The firm has 557 offices and 722 employees. The firm manages assets totaling $3.6 billion and serves a variety of clients, including charitable organizations. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Osaic Institutions, Inc includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 63, Series 66, CERTIFIED FINANCIAL PLANNER™

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

36450 Eiland Blvd
Zephyrhills, FL 33541

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Osaic Institutions, Inc Brokerage Details

Total Assets Under Management

$3,626,644,800

FL Average: $5,297,377,271
Total Number of Employees

722

FL Average: 35
Total Number of Accounts

8,478

FL Average: 690
Average Account Size

$427,771

FL Average: $7,677,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Richard Waters Work History

2020 - Present (4 years)

Infinex Investments, Inc

2018 - 2020 (2 years)

Ameriprise Financial Services

2014 - 2018 (4 years)

Infinex Investments

2014 - 2020 (6 years)

Centennial Bank

Disclosures

Please visit the SEC profile of Richard Waters to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Osaic Institutions, Inc

Ling Mao
New York, NY
Bret Kinzler
Fargo, ND
John Chipelo
Meriden, CT
Justin Perri
Cornelius, NC
Simion Procopenco
Centerville, MA
Enoch Arnett
Christiansburg, VA
Peter Aiello
Canton, MA
Amy Grieves
Chapel Hill, NC

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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