Rick
Uribe

Tiaa-Cref Individual & Institutional Services, LLC

CRD#7242089
Investment Advisor
in Wesley Chapel, FL

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About this Advisor

Rick Uribe is a financial advisor who works in Wesley Chapel, Florida who has 1 year of industry experience. Uribe works at Tiaa-Cref Individual & Institutional Services, LLC. Their career trajectory has included roles at Keybank, Primerica, First Niagara Bank, Suny Cortland, Combined Insurance, Key Investment Services LLC, Tiaa and Tiaa-Cref Individual & Institutional Services, LLC. Uribe has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is approved to work in Alabama, Connecticut, Delaware, District Of Columbia, Florida, Louisiana, Maryland, Massachusetts, Nebraska, New Jersey, New York, Texas and Washington. Tiaa-Cref Individual & Institutional Services, LLC is a registered investment company headquartered in New York, NY. The investment advisory business has offices in 136 locations and a total of 1,235 people on staff. It manages $31 billion in total assets between its 76,892 accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm advises 22 charitable organizations. Of its 76,892 customer accounts, 62% are associated with high-net-worth clients who have greater than $1 million in assets available to invest. The company has a few services, including financial planning services, portfolio management for individuals and small businesses and selection of other advisers. A financial advisor's fees largely are based on the type of services offered. However, fee types billed by Tiaa-Cref Individual & Institutional Services, LLC likely are comprised of asset-based and other fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Others

Office Location

Wesley Chapel, FL

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Tiaa-Cref Individual & Institutional Services, LLC Brokerage Details

Total Assets Under Management

$30,906,830,115

FL Average: $7,464,549,021
Total Number of Employees

1,235

FL Average: 88
Total Number of Accounts

76,892

FL Average: 3,892
Average Account Size

$401,951

FL Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Rick Uribe Work History

Rick has been registered as a financial advisor for 1 years.*

2021 - Present (3 years)

Tiaa

2021 - Present (3 years)

Tiaa-Cref Individual & Institutional Services, LLC

2020 - 2021 (1 year)

Key Investment Services LLC

2018 - 2021 (3 years)

Keybank

2017 - 2019 (2 years)

Primerica

2016 - 2016 (< 1 year)

First Niagara Bank

2014 - 2014 (< 1 year)

Combined Insurance

2010 - 2015 (5 years)

Suny Cortland

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Rick Uribe to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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