Rinaldo
Diaz-Flores

Kovack Advisors, Inc

CRD#4129676
Investment Advisor
in Fort Lauderdale, FL

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Rinaldo Diaz-Flores is a financial advisor who works in Fort Lauderdale, Florida with 14 years of industry experience. Diaz-Flores is an employee of Kovack Advisors, Inc. Over the course of their career, they have held roles at Kovack Securities, Inc and Kovack Advisors, Inc. Diaz-Flores holds Series 65 and Series 63 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to advise clients in . Kovack Advisors, Inc is an advisory company based out of Fort Lauderdale, FL. It has offices in 210 locations and a total of 330 employees. It administers $4 billion in assets under management between its 14,593 accounts, placing it among the largest firms in the United States by assets under management. Of its 14,593 client accounts, just 9% belong to high-net-worth clients who have at least $1 million in investable assets. The firm has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees charged by financial advisors largely are based on which services the firm provides the client. Fee types charged by Kovack Advisors, Inc may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 65, Series 63

Years Registered*

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

6451 N. Federal Hwy Suite 1201
Fort Lauderdale, FL 33308

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Kovack Advisors, Inc Brokerage Details

Total Assets Under Management

$3,650,695,824

FL Average: $1,855,561,029
Total Number of Employees

330

FL Average: 62
Total Number of Accounts

14,593

FL Average: 2,474
Average Account Size

$250,168

FL Average: $750,025

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Rinaldo Diaz-Flores Work History

Rinaldo has been registered as a financial advisor for 14 years.*

2009 - Present (15 years)

Kovack Securities, Inc

2009 - Present (15 years)

Kovack Advisors, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Rinaldo Diaz-Flores to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Kovack Advisors, Inc

Kirby Chien
Lake Oswego, OR
Lauren Smith
Fort Lauderdale, FL
Michel Tsaparlis
Fort Lauderdale, FL
Timothy Waller
Fort Lauderdale, FL
Hung Sam
Fort Lauderdale, FL
Scott Doyle
Livingston, NJ
Allison Trahan
Fort Lauderdale, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started