Robert
Farragher

Cape Investment Advisory, Inc

CRD#5746101
Investment Advisor
in Orlando, FL

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About this Advisor

Robert Farragher is a financial advisor operating in Orlando, Florida who has 4 years of industry experience. Farragher works at Cape Investment Advisory, Inc. During their career, the advisor has held roles at Cape Investment Advisory and 401K Generation. Farragher maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and can work in Florida. Cape Investment Advisory, Inc is a registered investment company operating out of Mcdonough, GA. The firm has offices in 29 locations and a total of 139 employees. It has $299 million in total assets across its 1,589 accounts, making it one of the mid-sized financial advisory firms in the country by assets under management. Of its 1,589 customer accounts, just 5% are held by high-net-worth clients who have greater than $1 million in assets available to invest. Cape Investment Advisory, Inc offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees usually are based on the type of services offered. However, fee types charged by Cape Investment Advisory, Inc typically consist of asset-based fees.

Certifications and Registrations

Series 66

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets

Office Location

Orlando, FL

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Cape Investment Advisory, Inc Brokerage Details

Total Assets Under Management

$298,865,172

FL Average: $3,570,121,308
Total Number of Employees

139

FL Average: 58
Total Number of Accounts

1,589

FL Average: 1,608
Average Account Size

$188,084

FL Average: $2,220,225

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Robert Farragher Work History

Robert has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Cape Investment Advisory

2012 - 2019 (7 years)

401K Generation

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Robert Farragher to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cape Investment Advisory, Inc

Monica Zamfir
Mcdonough, GA
Eric Edwards
Mcdonough, GA
Roy Kelsey
Mcdonough, GA
Danita Yetter
Hanover, MD
Aldeen Robinson
Mcdonough, GA
Gary Wargo
Mcdonough, GA
Robert Farragher
Orlando, FL
James March
Mcdonough, GA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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