Roy
Esh

Northwestern Mutual Investment Services, LLC

CRD#5573466
Investment Advisor
in Miami, FL

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About this Advisor

Roy Esh is a financial advisor working out of Miami, Florida, who has been in the industry for 10 years. Esh is an advisor for Northwestern Mutual Investment Services, LLC. Esh has gained experience at Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services, LLC and Northwestern Mutual Wealth Management Company. Esh maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is able to advise clients in Florida. Northwestern Mutual Investment Services, LLC is a company based in Miami, Florida. Northwestern Mutual Investment Services, Llc offers other services. Fees charged by financial advisors vary depending on the type of financial services. Fee types charged by Northwestern Mutual Investment Services, LLC most likely are comprised of some combination of fixed and other fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Other

Fee Structure

Fixed Fees, Others

Disclosures

No

Office Location

19950 W Country Club Dr Suite 802
Miami, FL 33180

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Northwestern Mutual Investment Services, LLC Brokerage Details

Total Number of Employees

1,597

FL Average: 43

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Investment Advisory Services

  • Other

Roy Esh Work History

Roy has 10 years of experience.

2016 - Present (6 years)

Northwestern Mutual Wealth Management Company

2010 - Present (12 years)

Northwestern Mutual Life Insurance Company

2010 - Present (12 years)

Northwestern Mutual Investment Services, LLC

2013 - 2016 (3 years)

Northwestern Mutual Investment Services, LLC

Disclosures

Roy Esh has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Northwestern Mutual Investment Services,LLC

Kyle Kerr
Milwaukee, WI
Jason Scott
Leawood, KS
Mark Merchant
Indianapolis, IN
Jonathan Kerby
Edwards, CO
Michael Gentile
Naperville, IL
Michael Mcclernon
La Crosse, WI
Frederick Harbin
Atlanta, GA
Jonathon Rawlik
Troy, MI

The content in this profile was updated on 08/06/2020, using data compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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