Sarai
Vazquez

Transamerica Retirement Advisors, LLC

CRD#6446183
Investment Advisor
in Tampa, FL

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About this Advisor

Sarai Vazquez is a financial advisor based in Tampa, Florida, working with Transamerica Retirement Advisors, LLC. Sarai has previously held positions at World Financial Group, Inc, Transamerica Retirement Solutions, Transamerica Investors Securities Corporation, Transamerica Financial Advisors, Inc, Transamerica Life Insurance Company, Homemaker, and Raymond James & Associates, Inc. Sarai has passed the Series 63 and Series 65 regulatory exams and is registered to provide services in Florida. Currently, Sarai is part of Transamerica Retirement Advisors, LLC, which operates out of Tampa, Florida. The firm has 158 offices and 383 employees. The firm manages assets totaling $16.2 billion and offers services including portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, and educational seminars. The fee structure at Transamerica Retirement Advisors, LLC includes asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 65

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

Tampa, FL

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Transamerica Retirement Advisors, LLC Brokerage Details

Total Assets Under Management

$16,157,423,229

FL Average: $9,259,360,772
Total Number of Employees

383

FL Average: 166
Total Number of Accounts

212,836

FL Average: 7,189
Average Account Size

$75,915

FL Average: $1,287,990

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Educational seminars/workshops

Sarai Vazquez Work History

2023 - Present (2 years)

Transamerica Investors Securities Corporation

2023 - Present (2 years)

Transamerica Life Insurance Company

2020 - 2023 (3 years)

Raymond James & Associates, Inc

2018 - 2020 (2 years)

Transamerica Financial Advisors, Inc

2018 - 2020 (2 years)

World Financial Group, Inc

2017 - 2017 (< 1 year)

Transamerica Retirement Solutions

2017 - 2017 (< 1 year)

Transamerica Investors Securities Corporation

2017 - 2017 (< 1 year)

Transamerica Life Insurance Company

2017 - 2018 (1 year)

Homemaker

2015 - 2017 (2 years)

Transamerica Retirement Solutions

2015 - 2016 (1 year)

Transamerica Investors Securities Corporation

2014 - 2016 (2 years)

World Financial Group, Inc

Disclosures

Please visit the SEC profile of Sarai Vazquez to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Transamerica Retirement Advisors, LLC

Orlando Mazzolini
Prior Lake, MN
Judith Shimota
Cape Coral, FL
Lynn Parrott
Aurora, CO
Jake Foldenaur
Andover, MN
Kevin Breckenfelder
Cologate, WI
G Eads
Salt Lake City, UT
Jeffrey Schmidt
Antigo, WI
Amy Ungles
Denver, CO

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