Susan
Stern
A.G.P. / Alliance Global Partners
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About this Advisor
Susan Stern is a financial advisor who works out of Boca Raton, Florida with a total of 4 years of relevant experience. Stern currently works for A.G.P. / Alliance Global Partners. During their career, Stern has held roles at Robert W. Colby Asset Management, Inc, Morgan Stanley, Oppenheimer & Co. Inc and A.G.P. / Alliance Global Partners. Stern maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to advise clients in Florida. A.G.P. / Alliance Global Partners is a registered investment company that has its headquarters in Westport, CT. The investment advisory business has offices in 11 locations and a total of 267 advisors. It administers $1 billion in total assets between its 5,102 accounts, making it one of the larger investment advisory firms in the United States by assets under management. The firm advises two charitable organizations. Of its 5,102 customer accounts, just 5% are held by high-net-worth clients who have greater than $1 million in assets available to invest. The company has a broad range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and selection of other advisers. Fees for financial advisory services usually vary depending on which service is provided. However, fees billed by A.G.P. / Alliance Global Partners typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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A.G.P. / Alliance Global Partners Brokerage Details
$1,247,803,386
267
5,102
$244,571
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
Susan Stern Work History
Susan has been registered as a financial advisor for 4 years.*
A.G.P. / Alliance Global Partners
Oppenheimer & Co. Inc
Robert W. Colby Asset Management, Inc
Morgan Stanley
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Susan Stern to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at A.G.P / Alliance Global Partners
Boca Raton, FL
Newport Beach, CA
Westport, CT
Boca Raton, FL
New York, NY
New York, NY
Miami, FL
Boca Raton, FL
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