Stifel, Nicolaus & Company, Inc

Investment Advisor
in Palm Beach, FL

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About this Advisor

Thomas Appleby is an advisor located in Palm Beach, Florida. Currently an advisor at Stifel, Nicolaus & Company, Inc, they have gathered 10 years of professional experience in the financial advisory industry. Appleby maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative. Appleby can operate based out of Florida and Texas. Their career trajectory has included roles at Morgan Stanley Smith Barney, Barclays Capital Inc and Stifel, Nicolaus & Company, Inc. Stifel, Nicolaus & Company, Inc is headquartered in Palm Beach, Florida, and has 431 additional offices across the United States. As a company, Stifel, Nicolaus & Company, Inc manages $98 billion in assets across 244,516 accounts and retains more than 6,153 people. The level of assets currently under the firm's management makes it one of the biggest investment advisory firms in the country. The firm manages 166,793 accounts on a discretionary basis, meaning the advisor makes all of the buying and selling decisions on the client's behalf. Currently 40% of the advisor firm's customers are high-net-worth individuals, meaning they have greater than $1 million in assets. Stifel, Nicolaus & Company, Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. The firm's fees may include asset-based, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Commissions



Office Location

450 Royal Palm Way 3Rd Floor
Palm Beach, FL 33480

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Stifel, Nicolaus & Company, Inc Brokerage Details

Total Assets Under Management


FL Average: $11,469,110,461
Total Number of Employees


FL Average: 458
Total Number of Accounts


FL Average: 33,415
Average Account Size


FL Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Thomas Appleby Work History

Thomas has 10 years of experience.

2015 - Present (7 years)

Stifel, Nicolaus & Company, Inc

2012 - Present (10 years)

Barclays Capital Inc

2010 - 2012 (2 years)

Morgan Stanley Smith Barney


Thomas Appleby has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Stifel, Nicolaus & Company, Inc

John Thomas
Saint Louis, MO
James Klingler
Montgomery, AL
Siara Montgomery
Saint Louis, MO
Tyler Connelly
New York, NY
Terrance Wilson
Kansas City, MO
Lori Stephenson
Port Huron, MI
Padraig Mcbrien
New York, NY
William O'Malley
Portsmouth, NH

The content in this profile was updated on 08/06/2020, using data compiled from the SEC and FINRA.

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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