Anthony
Chen

Royal Alliance Associates, Inc

CRD#5563744
Investment Advisor
in Alpharetta, GA

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About this Advisor

Anthony Chen is a financial advisor based out of Alpharetta, Georgia, with a total of 10 years of work experience. Chen works at Royal Alliance Associates, Inc. Chen has gained experience at Massachusetts Mutual Life Insurance Company, Mml Investor Services, LLC, Jhfn Sii, Allstate and Royal Alliance Associates, Inc. Chen holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and can serve investors in Georgia and New York. Royal Alliance Associates, Inc is an advisory company based out of Alpharetta, Georgia. The company has offices in 905 locations and a total of 3,849 advisors. It administers $28 billion in assets among its 112,286 client accounts, making it one of the biggest firms in the country by assets under management. The firm advises 134 charitable organizations. Of its 112,286 client accounts, 18% are held by high-net-worth investors who have greater than $1 million in assets. The business has a diverse set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors typically vary depending on which services the firm provides the client. Fee types billed by Royal Alliance Associates, Inc can include any combination of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Disclosures

No

Office Location

Alpharetta, GA

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$28,249,401,040

GA Average: $10,121,009,343
Total Number of Employees

3,849

GA Average: 92
Total Number of Accounts

112,286

GA Average: 6,978
Average Account Size

$251,584

GA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Anthony Chen Work History

Anthony has 10 years of experience.

2018 - Present (4 years)

Royal Alliance Associates, Inc

2013 - 2018 (5 years)

Jhfn Sii

2012 - 2012 (< 1 year)

Massachusetts Mutual Life Insurance Company

2012 - 2012 (< 1 year)

Mml Investor Services, LLC

2012 - 2013 (1 year)

Allstate

Disclosures

Anthony Chen has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Royal Alliance Associates, Inc

Robert Bishop
Berlin, CT
Robert Sewall
Jericho, NY
Gregory Fockler
Toledo, OH
Lisa Ward
Arlington, TX
Terry Nordmeyer
Kankakee, IL
Jerry Cline
Salem, SC
Donna Tso
Honolulu, HI
Paul Criscione
Holmdel, NJ

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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