Ashley
Moore

Stephens

CRD#4568959
Investment Advisor
in Atlanta, GA
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About this Advisor

Ashley Moore is a certified financial planner whose office is in Atlanta, Georgia. Currently an investment advisor at Stephens, they have accrued 15 years of professional experience. Moore has Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative. Moore can advise investors in Georgia and Texas. Over the course of their career, they have held roles at Merrill Lynch, Pierce, Fenner & Smith Inc and Stephens Inc. Stephens is located in Atlanta, Georgia, and operates out of 23 locations in the nation. As a company, Stephens manages $10 billion in assets throughout 24,447 accounts and retains more than 692 people. The firm's total assets under management places it among the largest investment advisory firms in the United States. The firm manages 11,975 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 5% of the investment firm's customers are high-net-worth individuals, meaning they have over $1 million in investable assets. Stephens provides portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. The firm may charge clients asset-based, hourly, fixed, commission-based and performance-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Performance-based Fees

Disclosures

No

Office Location

3344 Peachtree Road
Atlanta, GA 30326

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Stephens Brokerage Details

Total Assets Under Management

$9,537,640,039

GA Average: $880,205,985
Total Number of Employees

692

GA Average: 42
Total Number of Accounts

24,618

GA Average: 1,714
Average Account Size

$387,425

GA Average: $513,539

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Ashley Moore Work History

Ashley has 15 years of experience.

2016 - Present (3 years)

Stephens Inc

2012 - 2016 (4 years)

Stephens Inc

2003 - 2012 (9 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

Disclosures

Ashley Moore has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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