Carol
Warren

Synovus Securities, Inc

CRD#4378938
Investment Advisor
in Atlanta, GA

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About this Advisor

Carol Warren is a financial advisor based out of Atlanta, Georgia with a total of 13 years of industry experience. Warren currently works for Synovus Securities, Inc. They have been employed by Synovus Securities, Inc for their entire career. Warren has a Series 63 license, which qualifies them as a securities representative, and is registered to operate in Georgia. Synovus Securities, Inc is an advisory business that has its headquarters in Columbus, GA. It has offices in 90 locations and a total of 298 people on staff. It handles $6 billion in assets among its 12,071 client accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm provides services to 79 charities and foundations. Of its 12,071 accounts, just 10% are associated with high-net-worth individuals who have greater than $1 million in assets available to invest. The company performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, publication of newsletters, educational seminars and other services. Financial management fee schedules are based on which services are provided. Fee types billed by Synovus Securities, Inc may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63

Years Registered*

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

3400 Overton Park Drive
Atlanta, GA 30339

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Synovus Securities, Inc Brokerage Details

Total Assets Under Management

$5,803,534,438

GA Average: $3,570,121,308
Total Number of Employees

298

GA Average: 58
Total Number of Accounts

12,071

GA Average: 1,608
Average Account Size

$480,783

GA Average: $2,220,225

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other

Carol Warren Work History

Carol has been registered as a financial advisor for 13 years.*

2001 - Present (23 years)

Synovus Securites, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Carol Warren to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Synovus Securities, Inc

Erika Chambliss
Saint Simons Island, GA
Bridget Alcide
Newnan, GA
James Mack
Atlanta, GA
Stephanie Desear
Port Charlotte, FL
Stephen Taylor
Birmingham, AL
Kellie Krakoviak
Alpharetta, GA
Konda Pollard
Atlanta, GA
Jane Prevost
Charleston, SC

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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