Catherine
Genty

Lpl Financial LLC

CRD#2338209
Investment Advisor
in Tucker, GA

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About this Advisor

Catherine Genty is a financial advisor who works in Tucker, Georgia who has 1 year of industry experience. Genty is currently employed by Lpl Financial LLC. The advisor has gained experience at Axa Advisors, LLC, Cambridge Investment Research Advisors, Inc, Cambridge Investment Research, Inc, Cuna Mutual Group, Lpl Financial LLC, Cuna Brokerage Services, Inc, E*Trade Securities LLC, E*Trade Capital Management LLC and Axa Advisors LLC. Genty maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and can serve investors in Georgia. Lpl Financial LLC is a financial advisory company that has its headquarters in Fort Mill, SC. The company has offices in 9,898 locations and a total of 31,366 financial advisors. It oversees $368 billion in assets across its 1,688,501 client accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm provides services to 3,425 charitable organizations. Of its 1,688,501 accounts, 31% belong to high-net-worth clients who have greater than $1 million in investable assets. Lpl Financial LLC offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors largely vary depending on which services are offered. Fee types billed by Lpl Financial LLC most likely include any blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

3824 Lavista Rd
Tucker, GA 30084

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Lpl Financial LLC Brokerage Details

Total Assets Under Management

$368,018,536,946

GA Average: $646,059,043
Total Number of Employees

31,366

GA Average: 13
Total Number of Accounts

1,688,501

GA Average: 661
Average Account Size

$217,956

GA Average: $977,396

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Catherine Genty Work History

Catherine has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Lpl Financial LLC

2020 - Present (4 years)

Cuna Mutual Group

2020 - Present (4 years)

Cuna Brokerage Services, Inc

2019 - 2020 (1 year)

Cambridge Investment Research Advisors, Inc

2019 - 2020 (1 year)

Cambridge Investment Research, Inc

2018 - 2019 (1 year)

Axa Advisors LLC

2015 - 2018 (3 years)

E*Trade Securities LLC

2015 - 2018 (3 years)

E*Trade Capital Management LLC

2013 - 2015 (2 years)

Axa Advisors, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Catherine Genty to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Lpl Financial LLC

Eric Matthews
Fort Mill, SC
Gregory Horn
Lawrenceburg, IN
Daniel Gielow
Festus, MO
Bridget Platania
Arlington Heights, IL
Eric Shore
Danville, IL
Aaron Belgard
Guntersville, AL
Jon Mcknight
Dyersburg, TN
Karen Soule
Boston, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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