Christopher
Moorman

Ubs Financial Services Inc

CRD#2285389
Investment Advisor
in Atlanta, GA
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About this Advisor

Christopher Moorman is a certified financial planner working out of Atlanta, Georgia, who has been in the financial industry for 15 years. Moorman is an employee of Ubs Financial Services Inc. The advisor has gained experience at Ubs Financial Services Inc, Wachovia Securities, LLC and Wells Fargo Advisors LLC. Moorman holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to work in Georgia and Texas. Ubs Financial Services Inc is a financial advisory company based in Atlanta, Georgia. The investment advisory business has offices in 369 locations and a total of 13,402 employees. It oversees $496 billion in assets between its 922,927 client accounts, placing it among the biggest firms in the country by assets under management. The firm advises 4,543 charities and foundations. Of its 922,927 accounts, 52% belong to high-net-worth individuals who have greater than $1 million in assets available to invest. Ubs Financial Services Inc has a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Fees for financial management usually are based on which services the firm provides the client. Fees billed by Ubs Financial Services Inc may include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

3455 Peachtree Rd. Ne
Atlanta, GA 30326

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

GA Average: $10,121,009,343
Total Number of Employees

13,335

GA Average: 92
Total Number of Accounts

957,738

GA Average: 6,978
Average Account Size

$517,923

GA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Christopher Moorman Work History

Christopher has 15 years of experience.

2015 - Present (4 years)

Ubs Financial Services Inc

2009 - 2015 (6 years)

Wells Fargo Advisors LLC

2003 - 2009 (6 years)

Wachovia Securities, LLC

Disclosures

Christopher Moorman has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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