Christopher
Pena

Cambridge Investment Research Advisors, Inc

CRD#6139167
Investment Advisor
in Atlanta, GA
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About this Advisor

Christopher Pena is a certified financial planner based out of Atlanta, Georgia, who has been in the financial industry for 13 years. Pena works at Cambridge Investment Research Advisors, Inc. Over the course of their career, Pena has held roles at State Farm, Central Gwinnett High School, Publix, George State University, Paul B Mazur P.C, Massmutual Life Insurance Co, Mml Investors Services LLC, Fujiyama Wealth Management, Cambridge Investment Research, Inc and Cambridge Investment Research Advisors, Inc. Pena holds Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to advise clients in Georgia. Cambridge Investment Research Advisors, Inc is a business operating in Atlanta, Georgia. The company has offices in 1,728 locations and a total of 2,672 employees. It manages $40 billion in assets under management among its 225,374 client accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm serves 175 charities and foundations. Of its 225,374 accounts, just 7% belong to high-net-worth clients who have more than $1 million in assets available to invest. Cambridge Investment Research Advisors, Inc offers a broad array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services and educational seminars. A financial advisor's fees depend on which service is offered. However, fee types charged by Cambridge Investment Research Advisors, Inc may include some combination of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

13 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

7000 Central Pkwy Ne Ste 260
Atlanta, GA 30328

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Cambridge Investment Research Advisors, Inc Brokerage Details

Total Assets Under Management

$44,327,336,213

GA Average: $9,259,360,772
Total Number of Employees

2,857

GA Average: 166
Total Number of Accounts

276,236

GA Average: 7,189
Average Account Size

$160,469

GA Average: $1,287,990

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Market timing services
  • Educational seminars/workshops

Christopher Pena Work History

Christopher has 13 years of experience.

2018 - Present (1 year)

Cambridge Investment Research, Inc

2018 - Present (1 year)

Cambridge Investment Research Advisors, Inc

2017 - Present (2 years)

Fujiyama Wealth Management

2016 - 2017 (1 year)

Commonwealth Financial Network

2012 - 2012 (< 1 year)

State Farm

2012 - 2016 (4 years)

Massmutual Life Insurance Co

2012 - 2016 (4 years)

Mml Investors Services LLC

2010 - 2016 (6 years)

Paul B Mazur P.C

2009 - 2013 (4 years)

George State University

2008 - 2010 (2 years)

Publix

2005 - 2009 (4 years)

Central Gwinnett High School

Disclosures

Christopher Pena has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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