Dave
James

Synovus Securities, Inc

CRD#4355762
Investment Advisor
in Atlanta, GA

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About this Advisor

Dave James is a financial advisor working in Atlanta, Georgia who has 5 years of relevant experience. James works at Synovus Securities, Inc. The advisor has gained experience at Bb&T Bank, Bb&T Investments, Fidelity Bank, Synovus Bank and Synovus Securities, Inc. James maintains Series 63 and Series 66 licenses, which qualify them as a securities representative, and is registered to serve investors in Florida and Georgia. Synovus Securities, Inc is an advisory company based out of Columbus, GA. The company has offices in 90 locations and a total of 298 financial advisors. It has $6 billion in assets across its 12,071 customer accounts, making it one of the biggest firms in the United States by assets under management. The firm serves 79 charitable organizations. Of its 12,071 customer accounts, just 10% are associated with high-net-worth investors who have more than $1 million in assets available to invest. Synovus Securities, Inc offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, publication of newsletters, educational seminars and other services. Fees charged by financial advisors typically vary depending on the type of financial services. Fee types billed by Synovus Securities, Inc can include any combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

3400 Overton Park Dr Se
Atlanta, GA 30339

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Synovus Securities, Inc Brokerage Details

Total Assets Under Management

$5,803,534,438

GA Average: $3,570,121,308
Total Number of Employees

298

GA Average: 58
Total Number of Accounts

12,071

GA Average: 1,608
Average Account Size

$480,783

GA Average: $2,220,225

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other

Dave James Work History

Dave has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Synovus Bank

2018 - Present (6 years)

Synovus Securities, Inc

2017 - 2018 (1 year)

Fidelity Bank

2011 - 2017 (6 years)

Bb&T Bank

2011 - 2017 (6 years)

Bb&T Investments

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Dave James to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Synovus Securities, Inc

Stephen Taylor
Birmingham, AL
Bridget Alcide
Newnan, GA
Kellie Krakoviak
Alpharetta, GA
Erika Chambliss
Saint Simons Island, GA
James Mack
Atlanta, GA
Stephanie Desear
Port Charlotte, FL
Eduardo Lopez
Newnan, GA
Michael Fetzer
Columbus, GA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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