Lpl Financial LLC

Investment Advisor
in Atlanta, GA
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About this Advisor

David Gaynes is a certified financial planner and chartered financial consultant who works out of Atlanta, Georgia, who has been in the financial industry for 27 years. Gaynes currently works for Lpl Financial LLC. Gaynes has gained experience at Securities America, Inc, State Mutual Companies, Securities America Advisors, Inc, Integrated Support Services, Inc, Integrated Financial Group and Lpl Financial LLC. Gaynes maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to operate in Georgia, Texas and Louisiana. Lpl Financial LLC is a business headquartered in Atlanta, Georgia. The company has offices in 8,011 locations and a total of 22,703 employees. It manages $153 billion in assets under management between its 680,466 customer accounts, making it one of the biggest firms in the country by assets under management. The firm advises 899 charitable organizations. Of its 680,466 client accounts, 23% are held by high-net-worth individuals who have more than $1 million in investable assets. Lpl Financial LLC has a diverse range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial management vary depending on which services are provided. Fees charged by Lpl Financial LLC can include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner, Chartered Financial Consultant

Years of Experience

27 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions



Office Location

200 Ashford Center N, Ste 400
Atlanta, GA 30338

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Lpl Financial LLC Brokerage Details

Total Assets Under Management


GA Average: $16,012,751,954
Total Number of Employees


GA Average: 118
Total Number of Accounts


GA Average: 4,567
Average Account Size


GA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

David Gaynes Work History

David has 27 years of experience.

2011 - Present (8 years)

Lpl Financial LLC

2004 - 2011 (7 years)

Integrated Support Services, Inc

2003 - 2011 (8 years)

Securities America, Inc

2003 - 2011 (8 years)

Securities America Advisors, Inc

2003 - 2011 (8 years)

Integrated Financial Group

1991 - 2011 (20 years)

State Mutual Companies


David Gaynes has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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