Denise
Daugherty
Transamerica Financial Advisors, Inc
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About this Advisor
Denise Daugherty is a financial advisor who works in Duluth, Georgia with a total of 2 years of industry experience. Daugherty is an employee of Transamerica Financial Advisors, Inc. Over the course of their career, Daugherty has held roles at Cetera Advisor Networks LLC, Cetera Investment Services LLC, Cetera Financial Specialists LLC, First Allied Securities Inc, World Financial Group, Inc, Voya Financial Advisors, Cetera Advisors LLC, Kohls, Des Moines Rowing Club, Transamerica Financial Advisors, Inc, Brokers International Financial Services and Ing Financial Partners. Daugherty holds Series 63 and Series 66 licenses, qualifying them as a securities agent, and is approved to serve investors in Georgia and Iowa. Transamerica Financial Advisors, Inc is a financial advisory firm based out of Saint Petersburg, FL. The investment advisory business has offices in 286 locations and a total of 1,235 employees. It handles $2 billion in total assets among its 59,659 client accounts, placing it among the biggest financial advisory firms in the country by assets under management. The firm serves 18 charitable organizations. Of its 59,659 accounts, just 2% are held by high-net-worth investors who have more than $1 million in investable assets. The company performs a wide range of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial management fee schedules usually vary depending on which services the firm provides the client. Fee types billed by Transamerica Financial Advisors, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Transamerica Financial Advisors, Inc Brokerage Details
$1,815,425,709
1,235
59,659
$30,430
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
Denise Daugherty Work History
Denise has been registered as a financial advisor for 2 years.*
Des Moines Rowing Club
World Financial Group, Inc
Transamerica Financial Advisors, Inc
Cetera Advisor Networks LLC
Cetera Investment Services LLC
Cetera Financial Specialists LLC
First Allied Securities Inc
Cetera Advisors LLC
Kohls
Voya Financial Advisors
Ing Financial Partners
Brokers International Financial Services
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Denise Daugherty to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Transamerica Financial Advisors, Inc
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Plano, TX
Bridgeport, MI
Braintree, MA
Irvine, CA
Pasadena, CA
San Antonio, TX
Woodland Hills, CA
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