Diana
Gaus

Synovus Securities, Inc

CRD#1772918
Investment Advisor
in Columbus, GA

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About this Advisor

Diana Gaus is a financial advisor working in Columbus, Georgia with 18 years of relevant experience. Gaus works at Synovus Securities, Inc. Throughout their career, they have worked at Synovus Securities, Inc and Synovus Bank. Gaus has Series 63 and Series 66 licenses, qualifying them as a securities agent, and is able to serve investors in Alabama, Florida, Georgia, Illinois, Kentucky, Louisiana, Michigan, Missouri, North Carolina, Oregon, South Carolina, Texas and Virginia. Synovus Securities, Inc is a company that has its headquarters in Columbus, GA. The company has offices in 90 locations and a total of 298 financial advisors. It has $6 billion in assets among its 12,071 customer accounts, placing it among the largest firms in the country by assets under management. The firm provides services to 79 charities and foundations. Of its 12,071 accounts, just 10% belong to high-net-worth clients who have greater than $1 million in assets. Synovus Securities, Inc provides a broad range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, publication of newsletters, educational seminars and other services. Fees for financial management usually depend on which service is provided. Fee types charged by Synovus Securities, Inc most likely are comprised of some combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

18 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

1695 Whittlesley Road
Columbus, GA 31904

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Synovus Securities, Inc Brokerage Details

Total Assets Under Management

$5,803,534,438

GA Average: $3,570,121,308
Total Number of Employees

298

GA Average: 58
Total Number of Accounts

12,071

GA Average: 1,608
Average Account Size

$480,783

GA Average: $2,220,225

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other

Diana Gaus Work History

Diana has been registered as a financial advisor for 18 years.*

2019 - Present (5 years)

Synovus Securities, Inc

2019 - Present (5 years)

Synovus Bank

2007 - 2019 (12 years)

Synovus Bank

1987 - 2019 (32 years)

Synovus Securities, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Diana Gaus to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Synovus Securities, Inc

Kellie Krakoviak
Alpharetta, GA
Stephen Taylor
Birmingham, AL
James Mack
Atlanta, GA
Erika Chambliss
Saint Simons Island, GA
Bridget Alcide
Newnan, GA
Stephanie Desear
Port Charlotte, FL
Mary Tanner
Birmingham, AL
Natalie Schweers
Augusta, GA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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