Douglas
Gow

Dempsey Lord Smith, LLC

CRD#709653
Investment Advisor
in Atlanta, GA
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About this Advisor

Douglas Gow is an investment advisor in Atlanta, Georgia. Currently an investment advisor with Dempsey Lord Smith, LLC, they have gathered 15 years of professional experience in the financial advisory industry. Gow holds a Series 63 license, which certifies them as a securities agent. Gow is able to operate based out of Georgia. The advisor has gained experience at Equity Services, Inc, Capital Investment Group, Inc, Capital Investment Advisory Services, LLC and Dempsey Lord Smith, LLC. Dempsey Lord Smith, LLC is headquartered in Atlanta, Georgia, and operates out of 34 additional locations in the nation. In aggregate, Dempsey Lord Smith, LLC manages $154 million in assets throughout 992 client accounts and retains more than 86 people. The amount of assets the firm manages places it among the mid-sized investment advisory firms in the country. All of the firm's accounts are managed on a discretionary basis, meaning the advisor makes investment decisions at their discretion. None of the investment firm's 992 clients are deemed high-net-worth individuals, who are defined as investors who have more than $1 million in investable assets. Dempsey Lord Smith, LLC can provide financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. The firm may charge clients asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Chartered Financial Consultant

Years of Experience

15 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

3340 Peachtree Road Ne - Ste 2300
Atlanta, GA 30326

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Dempsey Lord Smith, LLC Brokerage Details

Total Assets Under Management

$169,812,682

GA Average: $3,570,121,308
Total Number of Employees

86

GA Average: 58
Total Number of Accounts

899

GA Average: 1,608
Average Account Size

$188,891

GA Average: $2,220,225

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers

Douglas Gow Work History

Douglas has 15 years of experience.

2017 - Present (2 years)

Dempsey Lord Smith, LLC

2010 - 2017 (7 years)

Capital Investment Group, Inc

2010 - 2017 (7 years)

Capital Investment Advisory Services, LLC

2003 - 2010 (7 years)

Equity Services, Inc

Disclosures

Douglas Gow has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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