Ha
Do

Securian Financial Services, Inc

CRD#7030480
Investment Advisor
in Duluth, GA

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About this Advisor

Ha Do is a financial advisor operating in Duluth, Georgia with a total of 2 years of industry experience. Do is currently employed by Securian Financial Services, Inc. During their career, Do has held roles at Wells Fargo Clearing Services, LLC, Wells Fargo Bank Na, Farmers Insurance -Long Bui Agency, Standard Chartered Bank Vietnam LTD, Securian Financial Services, Minnesota Life Insurance Company and Providential Legacy Group. Do maintains Series 63 and Series 66 licenses, designating them as a securities broker, and can operate in Georgia and Texas. Securian Financial Services, Inc is a financial advisory business that has its headquarters in Saint Paul, MN. The investment advisory business has offices in 155 locations and a total of 1,750 people on staff. It handles $21 billion in assets under management across its 76,075 customer accounts, making it one of the largest investment advisory firms in the nation by assets under management. The firm provides services to 165 charitable organizations. Of its 76,075 client accounts, 18% are held by high-net-worth clients who have at least $1 million in investable assets. The advisory firm has a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial management are based on which service is provided. Fees charged by Securian Financial Services, Inc may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

3235 Satallite Blvd Bldg 400 Suite 300
Duluth, GA 30096

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Securian Financial Services, Inc Brokerage Details

Total Assets Under Management

$20,684,796,225

GA Average: $5,289,111,388
Total Number of Employees

1,750

GA Average: 157
Total Number of Accounts

76,075

GA Average: 8,262
Average Account Size

$271,900

GA Average: $640,173

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Ha Do Work History

Ha has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Securian Financial Services

2021 - Present (3 years)

Minnesota Life Insurance Company

2021 - Present (3 years)

Providential Legacy Group

2018 - 2021 (3 years)

Wells Fargo Clearing Services, LLC

2017 - 2021 (4 years)

Wells Fargo Bank Na

2016 - 2017 (1 year)

Farmers Insurance -Long Bui Agency

2010 - 2016 (6 years)

Standard Chartered Bank Vietnam LTD

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Ha Do to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Securian Financial Services, Inc

Andrew Brand
Rockville, MD
Joseph Fay
Manasquan, NJ
Tyler Malek
Newark, DE
Nicholas Linton
San Ramon, CA
Thomas Peters
Omaha, NE
Ryan Finke
Saint Louis, MO
Kurt Anderson
Tampa, FL
Ericka Schaefer
Minneapolis, MN

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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