Park Avenue Securities LLC
Answer a few questions and
get matched with an advisor.
About this Advisor
James Caswell is a certified financial planner who works in Atlanta, Georgia. Currently a registered investment advisor with Park Avenue Securities LLC, they have accrued 20 years of professional experience as a financial advisor. Caswell has a Series 63 license, which certifies them as a securities agent. Caswell is registered to work with customers in Alabama, Michigan, South Carolina, Ohio, California, Florida and Georgia. Their career trajectory has included roles at Peachtree Planning Corporation and Park Avenue Securities LLC. Park Avenue Securities LLC is headquartered in Atlanta, Georgia, and has 86 offices in the United States. As a registered advisory firm, Park Avenue Securities LLC oversees $3 billion in assets throughout 18,575 accounts and retains more than 1,708 people. The amount of assets the firm manages places it among the biggest investment advisory firms in the country. The firm manages 15,111 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 24% of the advisory firm's investors are high-net-worth individuals, meaning they have greater than $1 million in capital. Park Avenue Securities LLC provides financial planning services, portfolio management for individuals and small businesses and educational seminars. The firm may charge clients asset-based, hourly and fixed fees.
Certifications and Registrations
Years of Experience
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Park Avenue Securities LLC Brokerage Details
Let us help match you with the right financial advisor for your needs.Answer a few questions to get a personalized match.
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Educational seminars/workshops
James Caswell Work History
James has 20 years of experience.
Park Avenue Securities LLC
Peachtree Planning Corporation
James Caswell has disclosures.
Please visit their SEC profile for more details.