James
Caswell

Park Avenue Securities LLC

CRD#1121524
Investment Advisor
in Atlanta, GA
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About this Advisor

James Caswell is a certified financial planner who works in Atlanta, Georgia. Currently a registered investment advisor with Park Avenue Securities LLC, they have accrued 20 years of professional experience as a financial advisor. Caswell has a Series 63 license, which certifies them as a securities agent. Caswell is registered to work with customers in Alabama, Michigan, South Carolina, Ohio, California, Florida and Georgia. Their career trajectory has included roles at Peachtree Planning Corporation and Park Avenue Securities LLC. Park Avenue Securities LLC is headquartered in Atlanta, Georgia, and has 86 offices in the United States. As a registered advisory firm, Park Avenue Securities LLC oversees $3 billion in assets throughout 18,575 accounts and retains more than 1,708 people. The amount of assets the firm manages places it among the biggest investment advisory firms in the country. The firm manages 15,111 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 24% of the advisory firm's investors are high-net-worth individuals, meaning they have greater than $1 million in capital. Park Avenue Securities LLC provides financial planning services, portfolio management for individuals and small businesses and educational seminars. The firm may charge clients asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Certified Financial Planner

Years of Experience

20 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

Yes

Office Location

5040 Roswell Road
Atlanta, GA 30342

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Park Avenue Securities LLC Brokerage Details

Total Assets Under Management

$4,022,487,394

GA Average: $7,464,549,021
Total Number of Employees

1,777

GA Average: 88
Total Number of Accounts

25,160

GA Average: 3,892
Average Account Size

$159,876

GA Average: $1,917,921

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

James Caswell Work History

James has 20 years of experience.

1999 - Present (20 years)

Park Avenue Securities LLC

1998 - Present (21 years)

Peachtree Planning Corporation

Disclosures

James Caswell has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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