James
Jones

Ubs Financial Services Inc

CRD#4492563
Investment Advisor
in Atlanta, GA
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About this Advisor

James Jones is a certified financial planner who works in Atlanta, Georgia. Currently an investment advisor at Ubs Financial Services Inc, Jones has 18 years of experience as an investment advisor. Jones has Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative. Jones is registered to advise customers based out of Georgia and Texas. Jones has spent their entire career at Ubs Financial Services Inc. Ubs Financial Services Inc is based out of Atlanta, Georgia, and operates out of 369 locations in the country. As an advisor firm, Ubs Financial Services Inc oversees $496 billion in assets dispersed across 922,927 client accounts and employs more than 13,402 people. The firm's total assets under management makes it one of the largest financial advisory firms in the nation. The firm manages 453,419 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 52% of the firm's investors are high-net-worth individuals, meaning they have over $1 million in assets. Ubs Financial Services Inc can offer financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. The firm may charge clients asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

18 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

Yes

Office Location

3455 Peachtree Rd. Ne
Atlanta, GA 30326

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$496,034,949,376

GA Average: $10,121,009,343
Total Number of Employees

13,335

GA Average: 92
Total Number of Accounts

957,738

GA Average: 6,978
Average Account Size

$517,923

GA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

James Jones Work History

James has 18 years of experience.

2000 - Present (19 years)

Citigroup Global Markets Inc

Disclosures

James Jones has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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