James
Roberts

Cambridge Investment Research Advisors, Inc

CRD#4742776
Investment Advisor
in Alpharetta, GA

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About this Advisor

James Roberts is a financial advisor based in Alpharetta, Georgia, working with Cambridge Investment Research Advisors, Inc. James has previously held positions at Merrill Lynch, Pierce, Fenner & Smith Inc, Fsc Securities Corp, Cambridge Investment Research, Inc, and Cambridge Investment Research Advisors, Inc. James has passed the Series 66 regulatory exam and is registered to provide services in Georgia. Currently, James is part of Cambridge Investment Research Advisors, Inc, which operates out of Alpharetta, Georgia. The firm has 2,192 offices and 3,312 employees. The firm manages assets totaling $87.4 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services, and educational seminars. The fee structure at Cambridge Investment Research Advisors, Inc includes asset-based, hourly, fixed, commission-based, and other fees.

Certifications and Registrations

Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Office Location

12640 Crabapple Rd. Ste 300
Alpharetta, GA 30004

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Cambridge Investment Research Advisors, Inc Brokerage Details

Total Assets Under Management

$87,368,733,496

GA Average: $9,259,360,772
Total Number of Employees

3,312

GA Average: 166
Total Number of Accounts

448,526

GA Average: 7,189
Average Account Size

$194,791

GA Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Market timing services
  • Educational seminars/workshops

James Roberts Work History

2019 - Present (5 years)

Cambridge Investment Research, Inc

2019 - Present (5 years)

Cambridge Investment Research Advisors, Inc

2017 - 2019 (2 years)

Fsc Securities Corp

2005 - 2017 (12 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

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Disclosures

Please visit the SEC profile of James Roberts to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cambridge Investment Research Advisors, Inc

Brittni Snyder Borri
Greenville, IL
Alyssa Adams
Grand Junction, CO
Madison Scarpelli
Rochester, MI
Jin Wang
Deerfield, IL
Tyler Quinn
Camp Hill, PA
Anne Bird
Dothan, AL
Jared Hollander
Massena, NY
Isak Larson
Ramsey, MN

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