John
Locke

Cambridge Investment Research Advisors, Inc

CRD#1980843
Investment Advisor
in Atlanta, GA
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About this Advisor

John Locke is a certified financial planner and chartered financial consultant in Atlanta, Georgia. Currently a registered investment advisor at Cambridge Investment Research Advisors, Inc, they have accumulated 20 years of professional experience as a registered investment advisor. Locke holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative. Locke is able to work with customers based out of Georgia and Texas. During their career, the advisor has held roles at Independent Insurance Agent, Cambridge Investment Research, Inc and Cambridge Investment Research Advisors, Inc. Cambridge Investment Research Advisors, Inc is headquartered in Atlanta, Georgia, and has 1,728 other brick-and-mortar locations throughout the United States. As a company, Cambridge Investment Research Advisors, Inc manages $40 billion in assets throughout 225,374 accounts and employs more than 2,672 people. The firm's total assets under management makes it one of the largest financial advisory firms in the United States. The firm manages 196,087 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 7% of the investment firm's investors are high-net-worth individuals, meaning they have over $1 million in assets. Cambridge Investment Research Advisors, Inc offers financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services and educational seminars. The firm may charge clients asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner, Chartered Financial Consultant

Years of Experience

20 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

Yes

Office Location

5775 Peachtree Dunwood Rd Suite C-260
Atlanta, GA 30342

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Cambridge Investment Research Advisors, Inc Brokerage Details

Total Assets Under Management

$44,327,336,213

GA Average: $9,259,360,772
Total Number of Employees

2,857

GA Average: 166
Total Number of Accounts

276,236

GA Average: 7,189
Average Account Size

$160,469

GA Average: $1,287,990

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Market timing services
  • Educational seminars/workshops

John Locke Work History

John has 20 years of experience.

2005 - Present (14 years)

Cambridge Investment Research Advisors, Inc

2003 - Present (16 years)

Cambridge Investment Research, Inc

1998 - Present (21 years)

Independent Insurance Agent

Disclosures

John Locke has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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