Joseph
Yi

Equity Services, Inc

CRD#5732044
Investment Advisor
in Atlanta, GA

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About this Advisor

Joseph Yi is a financial advisor working out of Atlanta, Georgia with a total of 3 years of industry experience. Yi is an advisor for Equity Services, Inc. Throughout their career, Yi has worked at Raymond James & Associates, Inc, Investment Professionals Inc, Massachusetts Mutual Life Insurance Co, Mml Investors Services, LLC, Apogee Financial Partners and Equity Services, Inc. Yi holds a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to operate in Georgia. Equity Services, Inc is a financial advisory firm based out of Montpelier, VT. The firm has offices in 220 locations and a total of 440 employees. It has $2 billion in assets under management between its 11,317 client accounts, making it one of the largest firms in the United States by assets under management. The firm serves five charities and foundations. Of its 11,317 client accounts, 23% are associated with high-net-worth investors who have more than $1 million in assets available to invest. Equity Services, Inc performs a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors are based on which service is provided. However, fee types billed by Equity Services, Inc likely include some combination of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

1050 Crown Pointe Parkway Suite 1700
Atlanta, GA 30338

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Equity Services, Inc Brokerage Details

Total Assets Under Management

$1,866,892,398

GA Average: $4,257,716,217
Total Number of Employees

440

GA Average: 30
Total Number of Accounts

11,317

GA Average: 868
Average Account Size

$164,964

GA Average: $4,905,203

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Joseph Yi Work History

Joseph has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Apogee Financial Partners

2020 - Present (4 years)

Equity Services, Inc

2016 - 2020 (4 years)

Massachusetts Mutual Life Insurance Co

2016 - 2020 (4 years)

Mml Investors Services, LLC

2015 - 2016 (1 year)

Investment Professionals Inc

2013 - 2015 (2 years)

Raymond James & Associates, Inc

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Joseph Yi to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Esi Financial Advisors

Robert Liebman
Fort Lauderdale, FL
Virginia Griffith
Atlanta, GA
Jennifer Grant
Peshtigo, WI
Sun Min Kim
Fairfax, VA
Ronald La Serra
Hauppauge, NY
Eric Goodman
Hauppauge, NY
Bryan Keenan
Atlanta, GA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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