Joyce
Ghu

Transamerica Financial Advisors, Inc

CRD#5233012
Investment Advisor
in Duluth, GA

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About this Advisor

Joyce Ghu is a financial advisor operating in Duluth, Georgia, who has 2 years of relevant experience. Ghu is an employee of Transamerica Financial Advisors, Inc. During their career, Ghu has held roles at Transamerica Financial Advisors, Inc, World Financial Group, Inc, Mml Invetors Services LLC, Metlife Securities Inc, Rinadon.Com Farshion Jewelry, Best Accounting Amp; Tax Solutions LLC, Joyce Ghu, Pinnacle Glen Townhome Hoa Board, Asian Cultural Empowerment Corp, Korean American Society Of Certified Public Accountants Of Great and Netlaw.Com. Ghu has Series 66 and Series 63 licenses, which qualify them as a securities broker, and can operate in Georgia and New Jersey. Transamerica Financial Advisors, Inc is a financial advisory firm that has its headquarters in Saint Petersburg, FL. It has offices in 286 locations and a total of 1,235 employees. It controls $2 billion in total assets across its 59,659 accounts, making it one of the biggest financial advisory firms in the country by assets under management. The firm advises 18 charities and foundations. Of its 59,659 customer accounts, just 2% are held by high-net-worth clients who have more than $1 million in investable assets. Transamerica Financial Advisors, Inc has a number of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees charged by financial advisors typically depend on the financial services offered. Fees charged by Transamerica Financial Advisors, Inc typically consist of asset-based fees.

Certifications and Registrations

Series 66, Series 63

Years Registered*

2 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets

Office Location

6475-A East Johns Crossing
Duluth, GA 30097

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Transamerica Financial Advisors, Inc Brokerage Details

Total Assets Under Management

$1,815,425,709

GA Average: $1,855,561,029
Total Number of Employees

1,235

GA Average: 62
Total Number of Accounts

59,659

GA Average: 2,474
Average Account Size

$30,430

GA Average: $750,025

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Joyce Ghu Work History

Joyce has been registered as a financial advisor for 2 years.*

2022 - Present (2 years)

Asian Cultural Empowerment Corp

2022 - Present (2 years)

Korean American Society Of Certified Public Accountants Of Great

2022 - Present (2 years)

Netlaw.Com

2021 - Present (3 years)

Transamerica Financial Advisors, Inc

2021 - Present (3 years)

World Financial Group, Inc

2016 - Present (8 years)

Joyce Ghu

2006 - Present (18 years)

Best Accounting Amp; Tax Solutions LLC

2020 - 2021 (1 year)

Pinnacle Glen Townhome Hoa Board

2016 - 2021 (5 years)

Mml Invetors Services LLC

2014 - 2017 (3 years)

Metlife Securities Inc

2014 - 2017 (3 years)

Metlife Securities Inc

2006 - 2014 (8 years)

Rinadon.Com Farshion Jewelry

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Joyce Ghu to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Transamerica Financial Advisors, Inc

Julie Sun
Bellevue, WA
Jjean-Claude Baldivino
Rancho Cucamonga, CA
Tarl Reynoso
Orem, UT
David Winn
Bridgeport, MI
Austin Hogan
Cincinnati, OH
Brian Schiavo
Allentown, PA
Chad Tacia
San Antonio, TX
Qi Dong
Plano, TX

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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