Kwame
James
Captrust
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About this Advisor
Kwame James is a chartered financial analyst working out of Marietta, Georgia with 2 years of industry experience. James is an advisor for Captrust. Over the course of their career, James has held roles at Yieldquest Securities, LLC, Echotrade, LLC, Alan B. Lancz And Associates, Inc, Fisher Investments, Pnc Bank and Capfinancial Partners, LLC. (Captrust). James holds Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is able to serve investors in Georgia. Captrust is a firm operating out of Raleigh, NC. The company has offices in 69 locations and a total of 1,338 people on staff. It oversees $715 billion in total assets across its 76,254 customer accounts, placing it among the largest firms in the country by assets under management. The firm provides services to 136 charities and foundations. Of its 76,254 accounts, 33% are associated with high-net-worth clients who have more than $1 million in investable assets. The business provides a broad range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and publication of newsletters. Fees charged by financial advisors usually depend on the services offered. Fees billed by Captrust likely include some combination of asset-based, hourly, fixed and performance-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Captrust Brokerage Details
$714,587,898,072
1,338
76,254
$9,371,153
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
Kwame James Work History
Kwame has been registered as a financial advisor for 2 years.*
Capfinancial Partners, LLC. (Captrust)
Fisher Investments
Pnc Bank
Alan B. Lancz And Associates, Inc
Yieldquest Securities, LLC
Echotrade, LLC
Yieldquest Securities, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Kwame James to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Captrust
Akron, OH
Marietta, GA
Raleigh, NC
Raleigh, NC
Wilmington, NC
Sacramento, CA
Raleigh, NC
Clarkston, MI
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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