Principal Securities, Inc

Investment Advisor
in Atlanta, GA
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About this Advisor

Michael Johnson is a financial advisor who works in Atlanta, Georgia. Currently an advisor at Principal Securities, Inc, they have accrued a notable 25 years of experience in the financial advisory industry. Johnson has Series 63 and Series 65 licenses, certifying the advisor as both a securities agent and an investment advisor representative. Johnson is registered to act as an advisor based out of Georgia. Johnson has gained experience at Northwestern Mutual Life, Northwestern Mutual Investment Services, LLC, Focused Financial Planning LLC, Northwestern Mutual Wealth Management Company, Principal Life Insurance Company and Principal Securities Inc. Principal Securities, Inc is based out of Atlanta, Georgia, and operates out of 354 offices in the nation. Overall, Principal Securities, Inc manages $6 billion in assets across 28,235 accounts and employs more than 1,687 people. The firm's total assets under management makes it one of the largest firms in the United States. The firm manages 12,357 accounts on a discretionary basis, in which the advisor makes investment decisions at their discretion. Currently 2% of the advisor firm's investors are high-net-worth individuals, meaning they have over $1 million in investable assets. Principal Securities, Inc can provide financial planning services, portfolio management for individuals and small businesses, selection of other advisers and educational seminars. The firm may charge clients asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Years of Experience

25 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others



Office Location

2000 Riveredge Pkwy Ste 1010
Atlanta, GA 30328

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Principal Securities, Inc Brokerage Details

Total Assets Under Management


GA Average: $9,259,360,772
Total Number of Employees


GA Average: 166
Total Number of Accounts


GA Average: 7,189
Average Account Size


GA Average: $1,287,990

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Michael Johnson Work History

Michael has 25 years of experience.

2017 - Present (2 years)

Focused Financial Planning LLC

2016 - Present (3 years)

Principal Life Insurance Company

2016 - Present (3 years)

Principal Securities Inc

2016 - 2016 (< 1 year)

Northwestern Mutual Wealth Management Company

2009 - 2016 (7 years)

Northwestern Mutual Investment Services, LLC

1994 - 2016 (22 years)

Northwestern Mutual Investment Services, LLC

1993 - 2016 (23 years)

Northwestern Mutual Life


Michael Johnson has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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