Ray
Avrett

Principal Securities, Inc

CRD#1704793
Investment Advisor
in Atlanta, GA

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About this Advisor

Ray Avrett is a financial advisor who works out of Atlanta, Georgia with a total of 3 years of industry experience. Avrett works at Principal Securities, Inc. The advisor has gained experience at New York Life, Infinity Advisory Group, National Life And Nfsg, Northwestern Mutual Life Insurance Company, Peachtree Planning And Guardian, Northwestern Mutual Investment Services LLC, Principal Life Insurance Company and Principal Securities Inc. Avrett holds Series 63 and Series 66 licenses, which qualify them as a securities broker, and is able to serve investors in Georgia. Principal Securities, Inc is an advisory company based out of Des Moines, IA. The firm has offices in 350 locations and a total of 1,430 financial advisors. It administers $9 billion in total assets across its 46,075 accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm advises 34 charitable organizations. Of its 46,075 customer accounts, just 3% are associated with high-net-worth individuals who have more than $1 million in investable assets. The business has a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees for financial management vary depending on the type of financial services provided. Fee types billed by Principal Securities, Inc most likely are comprised of some combination of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

3625 Cumberland Blvd Se Ste 1000
Atlanta, GA 30339

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$9,416,854,861

GA Average: $9,259,360,772
Total Number of Employees

1,430

GA Average: 166
Total Number of Accounts

46,075

GA Average: 7,189
Average Account Size

$204,381

GA Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Ray Avrett Work History

Ray has been registered as a financial advisor for 3 years.*

2019 - Present (5 years)

Principal Life Insurance Company

2019 - Present (5 years)

Principal Securities Inc

2017 - 2019 (2 years)

Northwestern Mutual Life Insurance Company

2017 - 2019 (2 years)

Northwestern Mutual Investment Services LLC

2016 - 2017 (1 year)

National Life And Nfsg

2015 - 2016 (1 year)

Peachtree Planning And Guardian

2013 - 2015 (2 years)

Infinity Advisory Group

1995 - 2017 (22 years)

New York Life

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Ray Avrett to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Securities, Inc

Jamey Pesek
Fargo, ND
David Bellia
Raleigh, NC
Paige Lewis
Seattle, WA
Benjamin Eichler
Williamston, MI
Alison White
Birmingham, AL
Katherine Delmont
Des Moines, IA
John Pettit
Puyallup, WA
Michael Adelman
Des Moines, IA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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