Sean
Smith
The Strategic Financial Alliance, Inc
Answer a few questions and
get matched with an advisor.
About this Advisor
Sean Smith is a financial advisor operating out of Atlanta, Georgia, with a total of 3 years of industry experience. Smith currently works for The Strategic Financial Alliance, Inc. Their career trajectory has included roles at Park Avenue Securities LLC, Massmutual Life Insurance Company, Mml Investors Services LLC, Guardian Life Insurance Co, Guardian Life Insurance Company, Mass Mutual Life Insurance Company, Mml Investors Services, Sii, Cambridge Investment Research, Inc, Cambridge Investment Research Advisors, Inc and The Strategic Financial Alliance, Inc. Smith maintains Series 63 and Series 65 licenses, designating them as both a securities agent and an investment advisor representative, and is able to operate in Hawaii and Texas. The Strategic Financial Alliance, Inc is a company based in Atlanta, GA. The firm has offices in 38 locations and a total of 72 employees. It oversees $384 million in assets among its 2,163 accounts, placing it among the larger investment advisory firms in the country by assets under management. The firm serves one charities and foundations. Of its 2,163 client accounts, just 3% are associated with high-net-worth individuals who have greater than $1 million in assets available to invest. The advisory firm performs a broad array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial management fee schedules largely depend on which services the firm provides the client. Fees charged by The Strategic Financial Alliance, Inc most likely are comprised of any combination of asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
The Strategic Financial Alliance, Inc Brokerage Details
$384,370,810
72
2,163
$177,703
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
Sean Smith Work History
Sean has been registered as a financial advisor for 3 years.*
The Strategic Financial Alliance, Inc
Cambridge Investment Research, Inc
Cambridge Investment Research Advisors, Inc
Sii
Guardian Life Insurance Company
Park Avenue Securities LLC
Mass Mutual Life Insurance Company
Mml Investors Services
Park Avenue Securities LLC
Guardian Life Insurance Co
Massmutual Life Insurance Company
Mml Investors Services LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Sean Smith to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at The Strategic Financial Alliance
Pittsburgh, PA
Myrtle Beach, SC
Atlanta, GA
Atlanta, GA
Myrtle Beach, SC
Larkspur, CA
Atlanta, GA
Peachtree Corners, GA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
