Simon
Block

Cetera Investment Advisers LLC

CRD#6387620
Investment Advisor
in Atlanta, GA

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About this Advisor

Simon Block is a financial advisor working out of Atlanta, Georgia who has 4 years of relevant experience. Block currently works for Cetera Investment Advisers LLC. The advisor has gained experience at Ascent Promotions, Kennesaw State University, First Investors, Foresters Financial Services, Foresters Advisory Services LLC, Global Atlantic, Cetera Investment Advisers LLC and Cetera Investment Serivices LLC. Block holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to work in Georgia and Texas. Cetera Investment Advisers LLC is a company that has its headquarters in Schaumburg, IL. The firm has offices in 1,614 locations and a total of 3,094 advisors. It oversees $33 billion in assets under management between its 176,986 accounts, placing it among the largest firms in the United States by assets under management. The firm advises 431 charities and foundations. Of its 176,986 client accounts, 23% are associated with high-net-worth clients who have greater than $1 million in investable assets. The firm has a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors usually depend on which service is offered. Fees billed by Cetera Investment Advisers LLC likely include some combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

2300 Windy Ridge Parkway Suite 150-S
Atlanta, GA 30339

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Cetera Investment Advisers LLC Brokerage Details

Total Assets Under Management

$33,356,369,941

GA Average: $6,674,516,078
Total Number of Employees

3,094

GA Average: 44
Total Number of Accounts

176,986

GA Average: 2,564
Average Account Size

$188,469

GA Average: $2,603,165

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Simon Block Work History

Simon has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Global Atlantic

2019 - Present (5 years)

Cetera Investment Advisers LLC

2019 - Present (5 years)

Cetera Investment Serivices LLC

2018 - 2019 (1 year)

Foresters Advisory Services LLC

2015 - 2019 (4 years)

Foresters Financial Services

2014 - 2015 (1 year)

First Investors

2013 - 2014 (1 year)

Ascent Promotions

2013 - 2014 (1 year)

Kennesaw State University

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Simon Block to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cetera Investment Advisers LLC

Joseph Charron
Oklahoma City, OK
Ricardo Sanchez
Fort Lauderdale, FL
Michelle Yang
San Marino, CA
Michael Nelson
Anaheim, CA
Stuart Wilson
Athens, AL
Randall Scott
Knoxville, TN
Robert Bodnar
Pittsburgh, PA
Howard Hsieh
Irvine, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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