Stephen
Northington

Principal Securities, Inc

CRD#2355415
Investment Advisor
in Atlanta, GA

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About this Advisor

Stephen Northington is a financial advisor who works in Atlanta, Georgia with 8 years of industry experience. Northington is an advisor for Principal Securities, Inc. Their career trajectory has included roles at Group Insurance Solutions, LLC, State Farm Insurance, State Farm Vp Management Corp, Stephen Northington Insurance Agency, Principal Life Insurance Company, Principal Securities, Inc, Northington Insurance Group, Focused Financial Group, Mcdaniels Financial Services and Ksa Insurance Agency LLC. Northington maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to operate in Georgia and Texas. Principal Securities, Inc is an advisory firm operating out of Des Moines, IA. The firm has offices in 350 locations and a total of 1,430 people on staff. It controls $9 billion in total assets across its 46,075 customer accounts, making it one of the biggest firms in the country by assets under management. The firm serves 34 charities and foundations. Of its 46,075 client accounts, just 3% are associated with high-net-worth investors who have greater than $1 million in assets. Principal Securities, Inc provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial management fee schedules largely are based on which services the firm provides the client. Fees charged by Principal Securities, Inc can include any blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

8 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

3625 Cumberland Blvd Se Ste 1000
Atlanta, GA 30339

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$9,416,854,861

GA Average: $9,259,360,772
Total Number of Employees

1,430

GA Average: 166
Total Number of Accounts

46,075

GA Average: 7,189
Average Account Size

$204,381

GA Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Stephen Northington Work History

Stephen has been registered as a financial advisor for 8 years.*

2021 - Present (3 years)

Focused Financial Group

2019 - Present (5 years)

Ksa Insurance Agency LLC

2014 - Present (10 years)

Principal Life Insurance Company

2014 - Present (10 years)

Principal Securities, Inc

2015 - 2016 (1 year)

Mcdaniels Financial Services

2014 - 2014 (< 1 year)

Stephen Northington Insurance Agency

2014 - 2014 (< 1 year)

State Farm Vp Management Corp

2014 - 2016 (2 years)

Northington Insurance Group

2013 - 2014 (1 year)

State Farm Insurance

2013 - 2014 (1 year)

State Farm Vp Management Corp

2002 - 2013 (11 years)

Group Insurance Solutions, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Stephen Northington to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Securities, Inc

Paige Lewis
Seattle, WA
Michael Hunt
Melville, NY
Jairus Halladay
Milwaukee, WI
Craig Forster
Arlington, TX
James Henry
Wdm, IA
Katherine Delmont
Des Moines, IA
John Pettit
Puyallup, WA
Justin Terrell
Bethesda, MD

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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