Steven
Kelley

Dempsey Lord Smith, LLC

CRD#6355136
Investment Advisor
in Rome, GA

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About this Advisor

Steven Kelley is a financial advisor operating out of Rome, Georgia with a total of 8 years of industry experience. Kelley is currently employed by Dempsey Lord Smith, LLC. Their career trajectory has included roles at Webb Creek Management Group, Shaw Industries and Dempsey Lord Smith, Lcc. Kelley holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is able to operate in Georgia. Dempsey Lord Smith, LLC is a business headquartered in Rome, GA. The company has offices in 60 locations and a total of 101 advisors. It oversees $502 million in assets under management among its 2,945 customer accounts, placing it among the bigger firms in the nation by assets under management. Of its 2,945 client accounts, just 10% belong to high-net-worth clients who have more than $1 million in assets. The company performs a number of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services and selection of other advisers. Financial management fees vary depending on the type of financial services offered. However, fees billed by Dempsey Lord Smith, LLC can include any combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

8 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

901 N Broad Street Suite 400
Rome, GA 30161

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Dempsey Lord Smith, LLC Brokerage Details

Total Assets Under Management

$502,000,000

GA Average: $3,570,121,308
Total Number of Employees

101

GA Average: 58
Total Number of Accounts

2,945

GA Average: 1,608
Average Account Size

$170,458

GA Average: $2,220,225

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers

Steven Kelley Work History

Steven has been registered as a financial advisor for 8 years.*

2014 - Present (10 years)

Webb Creek Management Group

2014 - Present (10 years)

Dempsey Lord Smith, Lcc

2012 - 2014 (2 years)

Shaw Industries

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Steven Kelley to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Dempsey Lord Smith, LLC

Steven Kelley
Rome, GA
Jefferson Olney
Calhoun, GA
Julio Gaviria
Rome, GA
Zachary Gerrells
Dawsonville, GA
Drew Dempsey
Rome, GA
Gregory Gibson
Greenville, SC
Gal Horev
Rome, GA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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