Lpl Financial LLC
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About this Advisor
Vickie Pond is a certified financial planner located in Atlanta, Georgia. Currently a registered financial advisor at Lpl Financial LLC, they have accrued 20 years of experience as an investment advisor. Pond has Series 66, Series 63 and Series 65 licenses, which qualify the advisor as both a securities agent and an investment advisor representative. Pond can act as a financial advisor based out of Georgia. During their career, Pond has held roles at Lindner Capital Advisors, Kurt Mattson, Northwestern Mutual Investment Services LLC, Private Wealth Advisory Group, Professional Advisory Resources, Ppa Investments Inc and Lpl Financial, LLC. Lpl Financial LLC is headquartered in Atlanta, Georgia, and operates out of 8,011 other offices across the United States. As an advisor firm, Lpl Financial LLC manages $153 billion in assets across 680,466 accounts and employs more than 22,703 people. The level of assets currently under the firm's management places it among the biggest investment advisory firms in the nation. The firm manages 655,827 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 23% of the advisory firm's investors are high-net-worth individuals, meaning they have greater than $1 million in assets. Lpl Financial LLC can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm's fees may include asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years of Experience
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Lpl Financial LLC Brokerage Details
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Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Vickie Pond Work History
Vickie has 20 years of experience.
Lpl Financial, LLC
Northwestern Mutual Investment Services LLC
Lindner Capital Advisors
Private Wealth Advisory Group
Ppa Investments Inc
Professional Advisory Resources
Vickie Pond has no disclosures.
Please visit their SEC profile for more details.