Lpl Financial LLC

Investment Advisor
in Atlanta, GA
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About this Advisor

Vickie Pond is a certified financial planner located in Atlanta, Georgia. Currently a registered financial advisor at Lpl Financial LLC, they have accrued 20 years of experience as an investment advisor. Pond has Series 66, Series 63 and Series 65 licenses, which qualify the advisor as both a securities agent and an investment advisor representative. Pond can act as a financial advisor based out of Georgia. During their career, Pond has held roles at Lindner Capital Advisors, Kurt Mattson, Northwestern Mutual Investment Services LLC, Private Wealth Advisory Group, Professional Advisory Resources, Ppa Investments Inc and Lpl Financial, LLC. Lpl Financial LLC is headquartered in Atlanta, Georgia, and operates out of 8,011 other offices across the United States. As an advisor firm, Lpl Financial LLC manages $153 billion in assets across 680,466 accounts and employs more than 22,703 people. The level of assets currently under the firm's management places it among the biggest investment advisory firms in the nation. The firm manages 655,827 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 23% of the advisory firm's investors are high-net-worth individuals, meaning they have greater than $1 million in assets. Lpl Financial LLC can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. The firm's fees may include asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66, Series 63, Series 65, Certified Financial Planner

Years of Experience

20 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions



Office Location

200 Ashford Center N, Ste 400
Atlanta, GA 30338

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Lpl Financial LLC Brokerage Details

Total Assets Under Management


GA Average: $16,012,751,954
Total Number of Employees


GA Average: 118
Total Number of Accounts


GA Average: 4,567
Average Account Size


GA Average: $3,506,186

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Vickie Pond Work History

Vickie has 20 years of experience.

2017 - Present (2 years)

Lpl Financial, LLC

2015 - 2015 (< 1 year)

Kurt Mattson

2015 - 2015 (< 1 year)

Northwestern Mutual Investment Services LLC

2015 - 2015 (< 1 year)

Kurt Mattson

2014 - 2015 (1 year)

Lindner Capital Advisors

2014 - 2015 (1 year)

Private Wealth Advisory Group

1999 - 2013 (14 years)

Ppa Investments Inc

1998 - 2013 (15 years)

Professional Advisory Resources


Vickie Pond has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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