Wesley
Sullivan
Cwm, LLC
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About this Advisor
Wesley Sullivan is a financial advisor based out of Augusta, Georgia who has 5 years of industry experience. Sullivan is an advisor for Cwm, LLC. Their career trajectory has included roles at The Leaders Group Inc, Strategic Financial Mgmt, Auxilium Pharmaceutical, Opko Health, Uromatrix Medical, Cwm, LLC Dba Carson Group Partners, Cetera Advisor Networks and Strategic Financial Management, LLC. Sullivan has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to operate in Georgia. Cwm, LLC is a financial advisory company based in Omaha, NE. The firm has offices in 165 locations and a total of 1,111 people on staff. It handles $20 billion in total assets between its 96,956 accounts, making it one of the biggest firms in the country by assets under management. Of its 96,956 accounts, 15% are associated with high-net-worth individuals who have more than $1 million in assets available to invest. The business has a diverse set of services, including financial planning services, portfolio management for individuals and small businesses, selection of other advisers and other services. Fees charged by financial advisors usually depend on which service is provided. Fees billed by Cwm, LLC may include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Cwm, LLC Brokerage Details
$19,943,561,186
1,111
96,956
$205,697
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
- Other
Wesley Sullivan Work History
Wesley has been registered as a financial advisor for 5 years.*
Cwm, LLC Dba Carson Group Partners
Cetera Advisor Networks
Cwm, LLC Dba Carson Group Partners
Strategic Financial Management, LLC
The Leaders Group Inc
Strategic Financial Mgmt
Auxilium Pharmaceutical
Opko Health
Uromatrix Medical
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Wesley Sullivan to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Cwm, LLC
Omaha, NE
Omaha, NE
Cedar Rapids, IA
Houston, TX
Omaha, NE
Vincennes, IN
Yuma, AZ
Omaha, NE
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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