Katie
Buck

Ae Wealth Management, LLC

CRD#4884942
Investment Advisor
in Kahului, HI

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About this Advisor

Katie Buck is a financial advisor in Kahului, Hawaii. Currently an advisor at Ae Wealth Management, LLC, Buck has 16 years of experience as a registered investment advisor. Buck has Series 63 and Series 65 licenses, which designate the advisor as both a securities agent and an investment advisor representative. Buck is able to work with clients in Hawaii and Texas. Over the course of their career, Buck has held roles at H. Beck, Inc, E A Buck, Sammons Securities Company, LLC, Spc, Parkland Securities, Ae Wealth Management, LLC and Madison Avenue Securities, LLC. Ae Wealth Management, LLC is headquartered in Kahului, Hawaii, and has 323 other offices in the United States. In aggregate, Ae Wealth Management, LLC manages $9 billion in assets covering 74,292 accounts and employs more than 475 people. The firm's total assets under management places it among the largest firms in the country. All of the firm's accounts are managed on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 2% of the advisory firm's customers are high-net-worth individuals, meaning they have more than $1 million in assets. Ae Wealth Management, LLC can provide financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. The firm's fees may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

16 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

Yes

Office Location

33 Lono Avenue Suite 310
Kahului, HI 96732

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Ae Wealth Management, LLC Brokerage Details

Total Assets Under Management

$8,583,746,349

HI Average: $2,243,162,756
Total Number of Employees

475

HI Average: 44
Total Number of Accounts

74,292

HI Average: 4,091
Average Account Size

$115,541

HI Average: $548,316

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Katie Buck Work History

Katie has 16 years of experience.

2019 - Present (2 years)

Ae Wealth Management, LLC

2019 - Present (2 years)

Madison Avenue Securities, LLC

2004 - Present (17 years)

E A Buck

2014 - 2019 (5 years)

Parkland Securities

2011 - 2014 (3 years)

Sammons Securities Company, LLC

2011 - 2019 (8 years)

Spc

2004 - 2011 (7 years)

H. Beck, Inc

Disclosures

Katie Buck has disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ae Wealth Management, LLC

Nathaniel Miller
Topeka, KS
Kirk Stewart
Topeka, KS
Gabriela Nioce
Topeka, KS
Michael Battaglia
Evansville, IN
David Treece
Spartanburg, SC
Susan Hickey
Cranberry Township, PA
Samuel Dixon
Kissimmee, FL
Dustin Watts
Temecula, CA

This content was compiled from the SEC and FINRA.

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