Brandon
Nguyen

M1 Finance

CRD#7474876
Investment Advisor
in Chicago, IL

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About this Advisor

Brandon Nguyen is a financial advisor operating in Chicago, Illinois. Nguyen works at M1 Finance. Throughout their career, Nguyen has worked at Merrill Lynch, Pierce, Fenner & Smith Inc, Little Caesars, Cross Mark, Walgreens, City Gymnastics, Whole Foods, Gnc, Equinox, Extra Space Storage, Cellular Sales, Roosevelt University, Secondary School and M1 Finance, LLC. Nguyen has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in Illinois. M1 Finance is a financial advisory firm that has its headquarters in Chicago, IL. The company offers a set of services, including portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles and portfolio management for institutional clients. Fees charged by financial advisors usually vary depending on which service is provided. However, fees billed by M1 Finance typically consist of asset-based fees.

Certifications and Registrations

Series 66

Years Registered*

less than 1 year

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets

Office Location

200 North Lasalle Street Suite 800
Chicago, IL 60601

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M1 Finance Brokerage Details

Total Number of Employees

20

IL Average: 44

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients

Brandon Nguyen Work History

Brandon has been registered as a financial advisor for 0 years.*

2023 - Present (1 year)

M1 Finance, LLC

2021 - 2023 (2 years)

Merrill Lynch, Pierce, Fenner & Smith Inc

2021 - 2021 (< 1 year)

Cellular Sales

2020 - 2021 (1 year)

Extra Space Storage

2019 - 2020 (1 year)

Equinox

2017 - 2018 (1 year)

City Gymnastics

2017 - 2017 (< 1 year)

Whole Foods

2017 - 2018 (1 year)

Gnc

2016 - 2016 (< 1 year)

Walgreens

2016 - 2020 (4 years)

Roosevelt University

2015 - 2016 (1 year)

Cross Mark

2013 - 2014 (1 year)

Little Caesars

2012 - 2013 (1 year)

Secondary School

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Brandon Nguyen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at M1 Finance

Hamza Mansour
Chicago, IL
Megan Kuyers
Chicago, IL
Jack Oricoli
Chicago, IL
Paul Deairis Howard
Chicago, IL
Brandon Nguyen
Chicago, IL
Dominica Stewart
Fort Worth, TX
Gabriela Contreras
Chicago, IL
John Mccallum
Chicago, IL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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