Brendan
Roach

Neuberger Berman Bd LLC

CRD#2681700
Investment Advisor
in Chicago, IL

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About this Advisor

Brendan Roach is a financial advisor operating in Chicago, Illinois who has 22 years of relevant experience. Roach works at Neuberger Berman Bd LLC. Over the course of their career, they have held roles at Neuberger Berman Management Inc and Neuberger Berman, LLC. Roach maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can operate in Illinois and New York. Neuberger Berman Bd LLC is a financial advisory business that has its headquarters in New York, NY. The business offers selection of other advisers. Financial management fee schedules depend on which service is offered. Fees charged by Neuberger Berman Bd LLC typically consist of asset-based fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

22 years

Services Offered

Selection of other advisers

Fee Structure

Percentage of Assets

Office Location

Chicago, IL

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Neuberger Berman Bd LLC Brokerage Details

Total Number of Employees

973

IL Average: 88

Investment Advisory Services

  • Selection of other advisers

Brendan Roach Work History

Brendan has been registered as a financial advisor for 22 years.*

2001 - Present (23 years)

Neuberger Berman Management Inc

2001 - Present (23 years)

Neuberger Berman, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Brendan Roach to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Neuberger Berman Bd LLC

John Whitehead
Dallas, TX
Matthew Marshall
New York, NY
Xavier Peoples
Atlanta, GA
Adam Stanislavsky
Chicago, IL
Robert Vatter
New York, NY
Alexander Gottlieb
New York, NY
James Long
Chicago, IL
Gorky Urquieta
Atlanta, GA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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