Brett
Proudfoot

Morgan Stanley

CRD#5927908
Investment Advisor
in Oak Brook, IL

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About this Advisor

Brett Proudfoot is a financial advisor based out of Oak Brook, Illinois, with a total of 5 years of industry experience. Proudfoot is on the advisory team at Morgan Stanley. Throughout their career, Proudfoot has worked at Morgan Stanley, Miami University, Invesco Adivsers, Inc, Morgan Stanley Private Bank, N.A and Invesco Distributors, Inc. Proudfoot maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to operate in Illinois and Texas. Morgan Stanley is a business based in Purchase, NY. The investment advisory business has offices in 930 locations and a total of 28,000 people on staff. It manages $1 trillion in assets among its 2,233,188 accounts, placing it among the largest financial advisory firms in the country by assets under management. The firm provides financial advisory services to 30,383 charities and foundations. Of its 2,233,188 customer accounts, just 1% are associated with high-net-worth clients who have at least $1 million in assets. The firm offers a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial advice usually depend on which services are offered. However, fee types billed by Morgan Stanley may include some combination of asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 66

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Office Location

2211 York Road Suite 100
Oak Brook, IL 60523

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Morgan Stanley Brokerage Details

Total Assets Under Management

$1,185,061,196,999

IL Average: $7,464,549,021
Total Number of Employees

28,000

IL Average: 88
Total Number of Accounts

2,233,188

IL Average: 3,892
Average Account Size

$530,659

IL Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Brett Proudfoot Work History

Brett has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Morgan Stanley

2018 - Present (6 years)

Morgan Stanley Private Bank, N.A

2014 - 2018 (4 years)

Invesco Adivsers, Inc

2014 - 2018 (4 years)

Invesco Distributors, Inc

2013 - 2013 (< 1 year)

Morgan Stanley

2013 - 2014 (1 year)

Miami University

2012 - 2013 (1 year)

Miami University

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Brett Proudfoot to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Morgan Stanley

Beth Prospero
Jersey City, NJ
Ayaz Hasan
Lutherville Timonium, MD
Daniel Evans
New York, NY
Janelle Williams
Billings, MT
Charles Doering
Walnut Creek, CA
Matthew Cooper
New Haven, CT
Calvin Mason
Pueblo, CO
William Dilodovico
Fort Lauderdale, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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