Brian
Ellerman
Principal Securities, Inc
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About this Advisor
Brian Ellerman is a financial advisor based out of Downers Grove, Illinois with 8 years of relevant experience. Ellerman is an advisor for Principal Securities, Inc. The advisor has gained experience at Manning & Napier Advisors, LLC, Manning & Napier Investor Services, Inc, Lpl Financial, Independent Financial Partners, Sheridan Road Financial, Principal Life Insurance Co and Princor Financial Services Corp. Ellerman maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is able to operate in Illinois. Principal Securities, Inc is a registered investment business headquartered in Des Moines, IA. It has offices in 350 locations and a total of 1,430 advisors. It administers $9 billion in assets under management among its 46,075 accounts, placing it among the largest firms in the United States by assets under management. The firm serves 34 charitable organizations. Of its 46,075 customer accounts, just 3% are associated with high-net-worth clients who have greater than $1 million in assets available to invest. The business has a wide set of services, including financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees for financial management largely are based on the type of services offered. Fee types billed by Principal Securities, Inc most likely include any combination of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Brian Ellerman Work History
Brian has been registered as a financial advisor for 8 years.*
Principal Life Insurance Co
Princor Financial Services Corp
Lpl Financial
Independent Financial Partners
Sheridan Road Financial
Manning & Napier Advisors, LLC
Manning & Napier Investor Services, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Brian Ellerman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Securities, Inc
Des Moines, IA
Raleigh, NC
Birmingham, AL
Williamston, MI
Lansing, MI
Fargo, ND
Puyallup, WA
Bethesda, MD
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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