Carlos
Cruz
Rockefeller Financial LLC
Answer a few questions and
get matched with an advisor.
About this Advisor
Carlos Cruz is a financial advisor working in Chicago, Illinois who has 1 year of relevant experience. Cruz is on the advisory team at Rockefeller Financial LLC. Over the course of their career, Cruz has held roles at Backstop Solutions Group LLC, Riverpoint Wealth Management LLC, Pacific Gas And Electric Company, David Vaughan Investments, Osf St. Francis Medical Center, University Of Illinois At Urbana-Champaign, Lpl Financial, Hyvee, Hendrick House, Riverpoint Wealth Management Holding Co and Rockefeller Financial LLC. Cruz maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is able to operate in Illinois and Texas. Rockefeller Financial LLC is a registered investment firm that has its headquarters in New York, NY. The investment advisory business has offices in 39 locations and a total of 531 people on staff. It handles $35 billion in assets under management among its 46,727 client accounts, placing it among the biggest investment advisory firms in the United States by assets under management. The firm provides services to 215 charities and foundations. Of its 46,727 accounts, 29% are associated with high-net-worth clients who have at least $1 million in assets. Rockefeller Financial LLC has a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Fees for financial management typically are based on which services the firm provides the client. Fees charged by Rockefeller Financial LLC can consist of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Rockefeller Financial LLC Brokerage Details
$34,707,894,464
531
46,727
$742,780
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Carlos Cruz Work History
Carlos has been registered as a financial advisor for 1 years.*
Rockefeller Financial LLC
Riverpoint Wealth Management LLC
Lpl Financial
Riverpoint Wealth Management Holding Co
Backstop Solutions Group LLC
Pacific Gas And Electric Company
David Vaughan Investments
Hendrick House
Osf St. Francis Medical Center
University Of Illinois At Urbana-Champaign
Osf St. Francis Medical Center
Hyvee
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Carlos Cruz to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Rockefeller Capital Management
Boca Raton, FL
Los Angeles, CA
San Francisco, CA
St. Augustine, FL
Cincinnati, OH
Scottsdale, AZ
Atlanta, GA
San Francisco, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
