Chadwick
Givens

Nuveen Asset Management, LLC

CRD#5724196
Investment Advisor
in Chicago, IL

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About this Advisor

Chadwick Givens is a financial advisor working in Chicago, Illinois with a total of 9 years of industry experience. Givens is currently employed by Nuveen Asset Management, LLC. Their career trajectory has included roles at Fortigent Securities Company, LLC and Nuveen Securities, LLC. Givens maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in Illinois. Nuveen Asset Management, LLC is an advisory firm that has its headquarters in Chicago, IL. The company has offices in 14 locations and a total of 421 financial advisors. It controls $249 billion in total assets across its 70,634 client accounts, making it one of the biggest investment advisory firms in the United States by assets under management. The firm serves 114 charities and foundations. Of its 70,634 customer accounts, 15% are held by high-net-worth clients who have at least $1 million in assets available to invest. Nuveen Asset Management, LLC offers a diverse range of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial management fee schedules usually vary depending on the type of financial services. However, fee types billed by Nuveen Asset Management, LLC likely consist of asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 66

Years Registered*

9 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Office Location

333 West Wacker Drive
Chicago, IL 60606

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Nuveen Asset Management, LLC Brokerage Details

Total Assets Under Management

$248,648,334,766

IL Average: $6,674,516,078
Total Number of Employees

421

IL Average: 44
Total Number of Accounts

70,634

IL Average: 2,564
Average Account Size

$3,520,236

IL Average: $2,603,165

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Chadwick Givens Work History

Chadwick has been registered as a financial advisor for 9 years.*

2014 - Present (10 years)

Nuveen Securities, LLC

2010 - 2014 (4 years)

Fortigent Securities Company, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Chadwick Givens to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Nuveen Asset Management, LLC

Jack Benjamin
Los Angeles, CA
Joseph Duncker
Chicago, IL
Adrienne Frank
Chicago, IL
Eva Calabrese
Chicago, IL
Shawn Polk
Chicago, IL
James Woodfin
Chicago, IL
James Penney
Chicago, IL
Jeffrey Smith
New York, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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