David
Kalfen
Cetera Investment Advisers LLC
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About this Advisor
David Kalfen is a financial advisor who works in Vernon Hills, Illinois who has 25 years of industry experience. Kalfen works at Cetera Investment Advisers LLC. Throughout their career, they have worked at Leff Klein And Kalfen, LTD, Cetera Financial Specialists LLC, Cetera Investment Advisers LLC and Kalfini LLC. Kalfen maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to operate in Illinois. Cetera Investment Advisers LLC is an advisory firm operating out of Schaumburg, IL. The company has offices in 1,614 locations and a total of 3,094 people on staff. It oversees $33 billion in assets between its 176,986 client accounts, making it one of the largest firms in the United States by assets under management. The firm serves 431 charitable organizations. Of its 176,986 accounts, 23% are held by high-net-worth investors who have greater than $1 million in investable assets. The company offers a diverse assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fees depend on which service is provided. Fees charged by Cetera Investment Advisers LLC most likely consist of some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Cetera Investment Advisers LLC Brokerage Details
$33,356,369,941
3,094
176,986
$188,469
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
David Kalfen Work History
David has been registered as a financial advisor for 25 years.*
Kalfini LLC
Cetera Investment Advisers LLC
Cetera Financial Specialists LLC
Leff Klein And Kalfen, LTD
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of David Kalfen to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Cetera Investment Advisers LLC
Yonkers, NY
Fort Lauderdale, FL
Philadelphia, PA
Athens, AL
Medford, OR
Knoxville, TN
Pittsburgh, PA
Freehold, NJ
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