David
Komatz

Nuveen Asset Management, LLC

CRD#6445907
Investment Advisor
in Chicago, IL

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

David Komatz is a financial advisor who works out of Chicago, Illinois with 6 years of industry experience. Komatz is on the advisory team at Nuveen Asset Management, LLC. Over the course of their career, they have held roles at Victory Capital Management, The Resumator, Morgan Stanley, College and Nuveen Securities, LLC. Komatz maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and can operate in Illinois. Nuveen Asset Management, LLC is a company headquartered in Chicago, IL. The company has offices in 14 locations and a total of 421 employees. It has $249 billion in assets under management among its 70,634 client accounts, placing it among the largest investment advisory firms in the nation by assets under management. The firm provides financial advisory services to 114 charities and foundations. Of its 70,634 client accounts, 15% are associated with high-net-worth individuals who have greater than $1 million in assets. Nuveen Asset Management, LLC offers a broad range of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Financial management fee schedules typically vary depending on which services the firm provides the client. Fees charged by Nuveen Asset Management, LLC most likely consist of asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 66

Years Registered*

6 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Office Location

333 West Wacker Drive
Chicago, IL 60606

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Nuveen Asset Management, LLC Brokerage Details

Total Assets Under Management

$248,648,334,766

IL Average: $6,674,516,078
Total Number of Employees

421

IL Average: 44
Total Number of Accounts

70,634

IL Average: 2,564
Average Account Size

$3,520,236

IL Average: $2,603,165

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

David Komatz Work History

David has been registered as a financial advisor for 6 years.*

2017 - Present (7 years)

Nuveen Securities, LLC

2015 - 2017 (2 years)

Morgan Stanley

2014 - 2014 (< 1 year)

The Resumator

2013 - 2013 (< 1 year)

Victory Capital Management

2013 - 2014 (1 year)

College

2012 - 2013 (1 year)

College

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of David Komatz to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Nuveen Asset Management, LLC

Joseph Duncker
Chicago, IL
Shawn Polk
Chicago, IL
Jack Benjamin
Los Angeles, CA
Amanda Schrama
Chicago, IL
Omar Holmes
Chicago, IL
James Penney
Chicago, IL
Benjamin Colter
Chicago, IL
Jeffrey Smith
New York, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started