David
Sternberg

Vivaldi Capital Management Lp

CRD#2352273
Investment Advisor
in Chicago, IL

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About this Advisor

David Sternberg is a financial advisor who works in Chicago, Illinois, with 10 years of work experience. Sternberg is currently employed by Vivaldi Capital Management Lp. They have been employed by Vivaldi Capital Management Lp for their whole career. Sternberg holds a Series 65 license, which qualifies them as an investment advisor representative, and is able to work in Illinois. Vivaldi Capital Management Lp is a registered investment company headquartered in Chicago, Illinois. The firm has offices in four locations and a total of 50 employees. It administers $3 billion in assets under management between its 5,505 customer accounts, making it one of the biggest firms in the nation by assets under management. Of its 5,505 client accounts, 68% belong to high-net-worth clients who have more than $1 million in investable assets. The firm has a diverse range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors typically vary depending on the financial services. However, fee types charged by Vivaldi Capital Management Lp can consist of asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 65

Years of Experience

10 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Disclosures

No

Office Location

225 West Wacker Suite 2100
Chicago, IL 60606

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Vivaldi Capital Management Lp Brokerage Details

Total Assets Under Management

$3,328,894,632

IL Average: $6,674,516,078
Total Number of Employees

50

IL Average: 44
Total Number of Accounts

5,505

IL Average: 2,564
Average Account Size

$604,704

IL Average: $2,603,165

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

David Sternberg Work History

David has 10 years of experience.

2012 - Present (11 years)

Vivaldi Capital Management

Disclosures

David Sternberg has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Vivaldi Capital Management Lp

Michael Peck
Chicago, IL
Brian Quinn
Chicago, IL
Meaghan Wirtz
Chicago, IL
David Sternberg
Chicago, IL
Randal Golden
Chicago, IL
Asha Goldstein
Chicago, IL
Jan Shijie Qin
Chicago, IL
Zackary Meuser
Chicago, IL

The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm, and financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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