Duane
Roth
Rda Financial Network
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About this Advisor
Duane Roth is a financial advisor based in O Fallon, Illinois with 15 years of relevant experience. Roth is currently employed by Rda Financial Network. Their career trajectory has included roles at Roth Dairy Farm, Cambridge Investment Research Inc, Rda Financial Network, Inc, United Planners Financial Services, The Roth Companies, Inc, Duane Roth - Rental Property, Duane M. Roth and Rda Financial Network, Inc Dba The Roth Companies, Inc. Roth has Series 63 and Series 66 licenses, certifying them as a securities agent, and is able to operate in Illinois, Kansas and Texas. Rda Financial Network is a financial advisory company based in Akron, IA. The company has offices in 16 locations and a total of 18 financial advisors. It manages $439 million in total assets across its 3,240 customer accounts, placing it among the larger firms in the nation by assets under management. The firm advises two charitable organizations. Of its 3,240 client accounts, just 2% are held by high-net-worth clients who have at least $1 million in investable assets. The company performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Financial management fee schedules vary depending on which service is offered. Fee types billed by Rda Financial Network likely include any combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Rda Financial Network Brokerage Details
$439,191,058
18
3,240
$135,553
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Duane Roth Work History
Duane has been registered as a financial advisor for 15 years.*
United Planners Financial Services
Rda Financial Network, Inc
Duane Roth - Rental Property
Duane M. Roth
Rda Financial Network, Inc Dba The Roth Companies, Inc
The Roth Companies, Inc
The Roth Companies, Inc
The Roth Companies, Inc
Roth Dairy Farm
Cambridge Investment Research Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Duane Roth to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Rda Financial Network
O Fallon, IL
Spicer, MN
Cedar Falls, IA
Overland Park, KS
Birmingham, MI
Mission, KS
West Chester, OH
Carol Stream, IL
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
