Elizabeth
Kay

Fifth Third Securities, Inc

CRD#7566161
Investment Advisor
in Effingham, IL

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About this Advisor

Elizabeth Kay is a financial advisor working out of Effingham, Illinois with a total of 1 year of relevant experience. Kay is on the advisory team at Fifth Third Securities, Inc. Throughout their career, Kay has worked at Fifth Third Bank, Effingham Ophthalmology Associates, Avalon Building Systems, Boston Architectural College and Fifth Third Securities. Kay has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in Illinois. Fifth Third Securities, Inc is a registered investment firm operating out of Cincinnati, OH. The investment advisory business has offices in 1,117 locations and a total of 1,205 advisors. It administers $7 billion in assets among its 41,519 customer accounts, making it one of the largest investment advisory firms in the United States by assets under management. The firm serves 18 charities and foundations. Of its 41,519 customer accounts, just 3% are held by high-net-worth clients who have at least $1 million in assets available to invest. The business performs a wide set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and other services. Fees for financial advice typically depend on the financial services. However, fee types billed by Fifth Third Securities, Inc typically consist of asset-based fees.

Certifications and Registrations

Series 66

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets

Office Location

200 E. Jefferson St
Effingham, IL 62401

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Fifth Third Securities, Inc Brokerage Details

Total Assets Under Management

$7,311,047,248

IL Average: $2,106,341,625
Total Number of Employees

1,205

IL Average: 34
Total Number of Accounts

41,519

IL Average: 1,972
Average Account Size

$176,089

IL Average: $1,068,125

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

Elizabeth Kay Work History

Elizabeth has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Fifth Third Bank

2022 - Present (2 years)

Fifth Third Securities

2021 - 2022 (1 year)

Effingham Ophthalmology Associates

2012 - 2015 (3 years)

Avalon Building Systems

2009 - 2014 (5 years)

Boston Architectural College

2008 - 2014 (6 years)

Boston Architectural College

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Elizabeth Kay to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Fifth Third Securities, Inc

Paul Wagner
Cape Coral, FL
Patrick Harrington
Vermilion, OH
Michael King
Cincinnati, OH
Emily Bellamy
Lexington, KY
Cynthia Walters
Evergreen Park, IL
Val Janschutz
Jacksonville, FL
Thomas Matug
Joliet, IL
Robert Allen
Cincinnati, OH

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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