Frank
Roe
Assetmark, Inc
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About this Advisor
Frank Roe is a financial advisor working out of Chicago, Illinois who has 15 years of industry experience. Roe is an advisor for Assetmark, Inc. During their career, Roe has held roles at Capital Brokerage Corporation, Centurion Capital Group, Inc, Assetmark Brokerage, LLC and Assetmark Financial, Inc. Roe holds a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and can work in Illinois. Assetmark, Inc is an advisory firm that has its headquarters in Concord, CA. The investment advisory business has offices in four locations and a total of 752 financial advisors. It has $55 billion in assets across its 344,691 client accounts, making it one of the biggest firms in the nation by assets under management. The firm advises 1,151 charitable organizations. Of its 344,691 client accounts, just 1% are held by high-net-worth individuals who have more than $1 million in assets. The firm offers a wide set of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, pension consulting services and selection of other advisers. Fees for financial advice typically are based on which services are offered. However, fees billed by Assetmark, Inc most likely consist of asset-based and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Assetmark, Inc Brokerage Details
$55,215,464,971
752
344,691
$160,188
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Pension consulting services
- Selection of other advisers
Frank Roe Work History
Frank has been registered as a financial advisor for 15 years.*
Assetmark Brokerage, LLC
Assetmark Financial, Inc
Centurion Capital Group, Inc
Capital Brokerage Corporation
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Frank Roe to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Assetmark, Inc
Concord, CA
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Plymouth, MA
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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