James
Hammack

Interocean Capital

CRD#6564453
Investment Advisor
in Chicago, IL

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About this Advisor

James Hammack is a chartered financial consultant who works out of Chicago, Illinois with a total of 3 years of industry experience. Hammack is an employee of Interocean Capital. Hammack has gained experience at Office Of Financial Regulation, Andrews Catering, Lumension, Interocean Capital, LLC, Nfp Corporate Services, Kestra Advisory Services, LLC and Interocean Capital Group, LLC. Hammack holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in Illinois. Interocean Capital is an advisory firm that has its headquarters in Nashville, TN. The investment advisory business has offices in two locations and a total of 33 employees. It has $5 billion in assets under management among its 6,533 client accounts, making it one of the largest firms in the United States by assets under management. The firm advises 22 charitable organizations. Of its 6,533 accounts, 84% belong to high-net-worth individuals who have more than $1 million in assets available to invest. The firm performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. Fees charged by financial advisors vary depending on which service is offered. Fees charged by Interocean Capital likely include any blend of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Years Registered*

3 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

980 N. Michigan Avenue Suite 1780
Chicago, IL 60611

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Interocean Capital Brokerage Details

Total Assets Under Management

$4,465,622,439

IL Average: $730,596,643
Total Number of Employees

33

IL Average: 15
Total Number of Accounts

6,533

IL Average: 968
Average Account Size

$683,549

IL Average: $754,749

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

James Hammack Work History

James has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Interocean Capital Group, LLC

2017 - 2020 (3 years)

Interocean Capital, LLC

2015 - 2015 (< 1 year)

Office Of Financial Regulation

2015 - 2017 (2 years)

Nfp Corporate Services

2015 - 2017 (2 years)

Kestra Advisory Services, LLC

2014 - 2014 (< 1 year)

Lumension

2013 - 2015 (2 years)

Andrews Catering

2013 - 2013 (< 1 year)

Lumension

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Hammack to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Interocean Capital

Drake Qualls
Nashville, TN
Erik Larson
Chicago, IL
James Hammack
Chicago, IL
Joshua Berger
Paradise Valley, AZ
Andrew Cook
Nashville, TN
Alex Hattenhauer
Nashville, TN
Shaunna Zoeckler
Nashville, TN
Nicholas Rounds
Chicago, IL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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